Filing Details
- Accession Number:
- 0001209191-15-023009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-05 16:58:25
- Reporting Period:
- 2015-03-03
- Filing Date:
- 2015-03-05
- Accepted Time:
- 2015-03-05 16:58:25
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 948708 | Smith Micro Software Inc | SMSI | Services-Prepackaged Software (7372) | 330029027 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1251303 | G Thomas Campbell | 51 Columbia Aliso Viejo CA 92656 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-03 | 5,000 | $1.50 | 23,000 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-04 | 5,000 | $1.06 | 28,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-04 | 5,000 | $1.52 | 23,000 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (right to buy) | Acquisiton | 2015-03-04 | 5,000 | $1.06 | 5,000 | $1.06 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2014-06-05 | 2024-06-04 | No | 4 | M | Direct |
Billionaire Hedge Funds
