Filing Details
- Accession Number:
- 0000091142-15-000018
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-05 16:39:20
- Reporting Period:
- 2015-03-05
- Filing Date:
- 2015-03-05
- Accepted Time:
- 2015-03-05 16:39:20
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 91142 | Smith A O Corp | AOS | Household Appliances (3630) | 390619790 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1566652 | Wei Ding | A. O. Smith (China) Water Heater Co. Ltd 336 Yao Xin Avenue Nanjing F3 210038 | Pres. Aoscic; Manager Aoscwhc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-05 | 1,600 | $22.99 | 3,169 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 3,067 | $34.92 | 6,236 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-05 | 2,000 | $46.47 | 8,236 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-05 | 6,667 | $63.30 | 1,569 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-05 | 1,569 | $63.32 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-03-05 | 1,600 | $0.00 | 1,600 | $22.99 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-03-05 | 3,067 | $0.00 | 3,067 | $34.92 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-03-05 | 2,000 | $0.00 | 2,000 | $46.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,045 | 2022-02-13 | No | 4 | M | Direct | |
| 15,978 | 2023-02-11 | No | 4 | M | Direct | |
| 13,978 | 2024-02-10 | No | 4 | M | Direct |
Footnotes
- The employee stock options were granted on 02/13/2012 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/13/2013.
- The employee stock options were granted on 02/11/2013 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/11/2014.
- The employee stock options were granted on 02/10/2014 under the A. O. Smith Combined Incentive Compensation Plan, a transaction exempt under Rule 16b-3. The options become exerciable in three annual installments of 1/3 of the award starting on 02/10/2015.
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