Filing Details
- Accession Number:
- 0001209191-15-022909
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-05 16:05:35
- Reporting Period:
- 2015-03-03
- Filing Date:
- 2015-03-05
- Accepted Time:
- 2015-03-05 16:05:35
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1488613 | Foundation Medicine Inc. | FMI | Services-Medical Laboratories (8071) | 271316416 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1585005 | J. Steven Kafka | 150 Second Street C/O Foundation Medicine, Inc. Cambridge MA 02141 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-03 | 20,656 | $4.16 | 25,336 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-03 | 20,656 | $47.68 | 4,680 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 3,124 | $4.16 | 7,804 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-03 | 3,124 | $47.69 | 4,680 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 9,344 | $7.12 | 14,024 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-03 | 9,344 | $47.57 | 4,680 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-03 | 20,656 | $0.00 | 20,656 | $4.16 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-03 | 3,124 | $0.00 | 3,124 | $4.16 |
| Common Stock | Stock Opiton (right to buy) | Disposition | 2015-03-03 | 9,344 | $0.00 | 9,344 | $7.12 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,674 | 2023-03-07 | No | 4 | M | Direct | |
| 6,248 | 2023-03-07 | No | 4 | M | Direct | |
| 35,156 | 2023-05-22 | No | 4 | M | Direct |
Footnotes
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.50 to $47.92, inclusive. The reporting person undertakes to provide Foundation Medicine, Inc., any security holder of Foundation Medicine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.60 to $47.75, inclusive. The reporting person undertakes to provide Foundation Medicine, Inc., any security holder of Foundation Medicine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- The price reported in this Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $47.51 to $47.61, inclusive. The reporting person undertakes to provide Foundation Medicine, Inc., any security holder of Foundation Medicine, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each price within the ranges set forth in this footnote.
- This option is a non-qualified portion of an option granted on March 7, 2013 that vested 25% on January 2, 2014 and then vests in equal quarterly installments until fully vested on January 2, 2017.
- This option is a non-qualified portion of an option granted on March 7, 2013 that vests in equal quarterly installments beginning on June 7, 2013 until fully vested on March 7, 2017.
- This option was granted on May 22, 2013 and vests in equal quarterly installments beginning on August 22, 2013 until fully vested on May 22, 2017.
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