Filing Details

Accession Number:
0001437749-15-004104
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-03-05 06:01:50
Reporting Period:
2014-11-14
Filing Date:
2015-03-05
Accepted Time:
2015-03-05 06:01:50
Original Submission Date:
2015-01-22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
912061 Natural Health Trends Corp NHTC Wholesale-Miscellaneous Nondurable Goods (5190) 592705336
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1156133 K George Broady C/O Natural Health Trends Corp.
4514 Cole Ave., Suite 1400
Dallas TX 75205
Yes No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2014-11-14 29,750 $12.00 3,288,179 No 4 D Direct
Common Stock Acquisiton 2014-11-18 61,693 $0.00 3,349,872 No 4 C Direct
Common Stock Disposition 2014-11-21 26,656 $12.10 3,323,216 No 4 D Direct
Common Stock Disposition 2014-12-03 14,565 $13.23 3,308,651 No 4 D Direct
Common Stock Disposition 2014-12-08 18,298 $13.71 3,290,353 No 4 D Direct
Common Stock Disposition 2014-12-15 21,125 $12.44 3,269,228 No 4 D Direct
Common Stock Disposition 2014-12-22 9,553 $11.95 3,259,675 No 4 D Direct
Common Stock Disposition 2015-01-16 5,300 $12.29 3,254,375 No 4 S Direct
Common Stock Disposition 2015-01-20 4,800 $12.47 3,249,575 No 4 S Direct
Common Stock Disposition 2015-01-20 2,714 $12.28 3,252,289 No 4 A Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 D Direct
No 4 C Direct
No 4 D Direct
No 4 D Direct
No 4 D Direct
No 4 D Direct
No 4 D Direct
No 4 S Direct
No 4 S Direct
No 4 A Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series A Convertible Stock Disposition 2014-11-18 61,693 $0.00 61,693 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Direct
Footnotes
  1. This row amended to reflect the correct Transaction Code (column 3) and/or the correct Amount of Securities Beneficially Owned Following Reported Transaction.
  2. This row added to reflect the conversion of Series A Convertible Preferred Stock into NHTC Common Stock on a 1-for-1 basis; the Series A Convertible Preferred Stock had no expiration date. The Series A Convertible Preferred Stock was subject to mandatory conversion because the average closing price of NHTC Common Stock over a consecutive 6-month period equaled or exceeded $10.00 per share.