Filing Details
- Accession Number:
- 0001571049-15-001643
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 21:00:23
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 21:00:23
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1597503 | Northstar Asset Management Group Inc. | NSAM | Real Estate (6500) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1139257 | T David Hamamoto | C/O Northstar Asset Mgmnt Group Inc. 399 Park Avenue, 18Th Floor New York NY 10022 | Chairman And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-26 | 304,073 | $0.00 | 0 | No | 5 | G | Indirect | By The David T. Hamamoto GRAT I-2013 |
Common Stock | Disposition | 2015-03-02 | 400,000 | $23.74 | 1,446,466 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | G | Indirect | By The David T. Hamamoto GRAT I-2013 |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 250,000 | Indirect | By The David T. Hamamoto GRAT I-2014-NSAM |
Common Stock | 6,523 | Indirect | By DTH Investment Holdings LLC |
Footnotes
- The sales reported were effected pursuant to a 10b5-1 sales plan (the "10b5-1 Plan") previously adopted by the reporting person on December 23, 2014. No shares remain available for sale under the 10b5-1 Plan.
- Represents a weighted average price per share. These shares were sold in multiple transactions ranging from $23.36 to $24.35, inclusive. The reporting person undertakes to provide upon request by the staff of the U.S. Securities and Exchange Commission, the Company or a security holder of the Company, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Excludes: (i) 634,956 Deferred LTIP Units; (ii) 471,604 shares of common stock (or LTIP Units, to the extent available) of NorthStar Asset Management Group Inc. (the "Company") to be issued to the extent performance conditions are met on restricted stock units ("RSUs") previously issued by NorthStar Realty Finance Corp.; and (iii) awards issued pursuant to the Company's 2014 Omnibus Stock Incentive Plan consisting of an aggregate of 1,584,110 shares of performance common stock, which vest over four years and are subject to the achievement of various performance-based vesting conditions and continued employment, as further described in the Company's public filings. "Deferred LTIP Units" represent the right to receive an equal number of units of limited partnership interests ("LTIP Units") structured as profits interests in the Company's operating partnership, if any, or shares of the Company's common stock if such LTIP Units are not available.
- The reporting person previously held 378,787 shares of common stock in a grantor retained annuity trust. Upon termination of the trust on February 26, 2015, 304,073 shares of common stock were transferred to trusts for the benefit of the reporting person's adult children who do not share his household. The remaining 74,714 shares were distributed to the reporting person and are reported in this Form 4 as directly owned.