Filing Details
- Accession Number:
- 0001209191-15-022632
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 20:19:10
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 20:19:10
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1340652 | Chemocentryx Inc. | CCXI | Pharmaceutical Preparations (2834) | 943254365 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1422995 | J. Markus Cappel | C/O Chemocentryx, Inc. 850 Maude Avenue Mountain View CA 94043 | Chief Bus. Officer & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-02 | 14,390 | $0.60 | 26,890 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 14,390 | $8.13 | 12,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 5,943 | $0.60 | 18,443 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-03 | 5,943 | $7.81 | 12,500 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-04 | 20,542 | $0.60 | 22,043 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-04 | 20,542 | $7.92 | 12,500 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-02 | 14,390 | $0.00 | 14,390 | $0.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-03 | 5,943 | $0.00 | 5,943 | $0.60 |
| Common Stock | Stock Option (right to buy) | Disposition | 2015-03-04 | 20,542 | $0.00 | 20,542 | $0.60 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 60,610 | 2005-05-05 | 2015-05-05 | No | 4 | M | Direct |
| 54,667 | 2005-05-05 | 2015-05-05 | No | 4 | M | Direct |
| 34,125 | 2005-05-05 | 2015-05-05 | No | 4 | M | Direct |
Footnotes
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
- Shares sold are associated with stock options which will expire in May 2015.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.9525 to $8.31 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.70 to $7.96 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- Reflects the weighted average sale price of the shares sold. The shares were sold in multiple trades at prices ranging from $7.62 to $8.03 per share, inclusive. The Reporting Person will provide to the SEC staff, the issuer or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price.
- As of March 2, 2015 and prior to this transaction, the option fully vested.
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