Filing Details
- Accession Number:
- 0001164727-15-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 19:49:08
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 19:49:08
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536310 | P Stephen Gottesfeld | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp And Gen. Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2015-02-27 | 4,152 | $0.00 | 72,897 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2015-03-02 | 4,165 | $0.00 | 77,062 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2015-03-02 | 1,354 | $25.75 | 75,708 | No | 4 | S | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2015-03-02 | 503 | $25.74 | 75,205 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 1,586 | Indirect | By 401(k) Plan |
Footnotes
- The acquisitions of shares noted on this Form 4 represent employee PSU grants pursuant to the Issuer's compensation plans. Due to administrative error, the February 27, 2015 grant was inadvertantly omitted from the Form 4 filed on March 2, 2015 reporting the disposition of 1,367 shares solely to cover taxes related to such grant. Accordingly, the amount of total securities owned by the Reporting Person is updated on this Form 4.
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of February 28, 2015, the reporting person held 1,586 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.