Filing Details
- Accession Number:
- 0001002225-15-000012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 19:31:17
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 19:31:17
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559492 | Anthony Sperling | 600 Townsend Street San Francisco CA 94103 | Evp, Global Client Experience | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-03-02 | 15,428 | $17.80 | 58,783 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 6,218 | $44.17 | 52,565 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-02 | 9,210 | $44.18 | 43,355 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 6,379 | $12.10 | 49,734 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 1,748 | $44.17 | 47,986 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-03-02 | 4,631 | $44.19 | 43,355 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-02 | 6,379 | $0.00 | 6,379 | $12.10 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-03-02 | 15,428 | $0.00 | 15,428 | $17.80 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 98,621 | 2013-11-14 | 2022-11-14 | No | 4 | M | Direct |
| 7,012 | 2013-05-14 | 2022-05-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
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