Filing Details
- Accession Number:
- 0001336716-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 18:29:09
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 18:29:09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1595974 | Rubicon Project Inc. | RUBI | Services-Computer Programming, Data Processing, Etc. (7370) | 208881738 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1197111 | T Robert Vasan | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | No | Yes | |
1336716 | P L Delaware A Xii Mayfield | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | No | |
1351825 | Xii Fund Associates Mayfield | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1404295 | T James Beck | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | No | Yes | |
1404328 | Xii Fund Principals Mayfield | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1404329 | Mayfield Xii Management, L.l.c. | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | Yes | Yes | |
1405494 | Navin Chaddha | 2484 Sand Hill Road Menlo Park CA 94025 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-02 | 194,000 | $19.20 | 3,560,899 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-02 | 3,000 | $19.20 | 55,065 | No | 4 | S | Indirect | By Mayfield Associates Fund XII |
Common Stock | Disposition | 2015-03-02 | 3,000 | $19.20 | 55,065 | No | 4 | S | Indirect | By Mayfield Principals Fund XII |
Common Stock | Disposition | 2015-03-03 | 80,854 | $19.00 | 3,480,045 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-03 | 1,250 | $19.00 | 53,815 | No | 4 | S | Indirect | By Mayfield Associates Fund XII |
Common Stock | Disposition | 2015-03-03 | 1,250 | $19.00 | 53,815 | No | 4 | S | Indirect | By Mayfield Principals Fund XII |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Mayfield Associates Fund XII |
No | 4 | S | Indirect | By Mayfield Principals Fund XII |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Mayfield Associates Fund XII |
No | 4 | S | Indirect | By Mayfield Principals Fund XII |
Footnotes
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $18.86 to $19.46, inclusive. The Reporting Persons undertake to provide to The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (1) to this Form 4.
- The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $19.00 to $19.055, inclusive. The Reporting Persons undertake to provide to The Rubicon Project, Inc., any security holder of The Rubicon Project, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
- Mayfield XII Management, L.L.C. ("MF XII Management") is the sole general partner of each of Mayfield XII, a Delaware Limited Partnership ("MF XII") and Mayfield Associates Fund XII, a Delaware Limited Partnership ("MF A XII"), and is the sole managing director of Mayfield Principals Fund XII, a Delaware Multiple Series LLC ("MF PF XII"), and in such capacity may be deemed to beneficially own the shares of common stock beneficially held by each of MF XII, MF A XII and MF PF XII. MF XII Management is managed by three managing directors, James T. Beck, Navin Chaddha and Robert T. Vasan, and all action by the managing directors relating to the voting or disposition of the shares of common stock beneficially held by each of MF XII, MF A XII and MF PF XII requires approval of a majority of the managing directors.
- Each of James T. Beck, Navin Chaddha, and Robert T. Vasan, as the managing directors of MF XII Management, may be deemed to share beneficial ownership of the shares that are beneficially owned by MF XII Management, but each disclaims such beneficial ownership, except to the extent of his pecuniary interest therein.
- The filing of this statement shall not be deemed an admission that, for the purposes of Section 16 of the Securities Act of 1934 or otherwise, the Reporting Persons are the beneficial owners of equity securities covered by this statement.