Filing Details
- Accession Number:
- 0001311370-15-000013
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 17:43:24
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 17:43:24
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1311370 | Lazard Ltd | LAZ | Investment Advice (6282) | 980437848 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1450474 | F. Alexander Stern | C/O Lazard Ltd 30 Rockefeller Plaza New York NY 10112 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Class A Common Stock | Acquisiton | 2015-03-02 | 124,499 | $0.00 | 125,101 | No | 4 | M | Direct | |
| Class A Common Stock | Disposition | 2015-03-03 | 63,000 | $50.80 | 62,101 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Class A Common Stock | Restricted Stock Units | Disposition | 2015-03-02 | 84,288 | $0.00 | 84,288 | $0.00 |
| Class A Common Stock | Performance-based Restricted Stock Units | Disposition | 2015-03-02 | 40,211 | $0.00 | 40,211 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 20,970 | 2015-03-02 | 2015-03-02 | No | 4 | M | Direct |
| 98,583 | 2015-03-02 | 2015-03-02 | No | 4 | M | Direct |
Footnotes
- Shares of Class A common stock were acquired upon the vesting of the relevant portion of prior grants of Restricted Stock Units ("RSUs") and Performance-based Restricted Stock Units ("PRSUs") awarded with respect to compensation for 2011 and 2012. These grants were previously reflected in the Company's proxy statements for the relevant years.
- Represents shares of Class A common stock sold to cover estimated taxes arising from the vesting of PRSUs and RSUs.
- Each RSU, and each PRSU (the performance conditions of which have been satisfied), represented or represents a contingent right to receive one share of Class A common stock.
Billionaire Hedge Funds
