Filing Details
- Accession Number:
- 0001127602-15-010111
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 17:20:54
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 17:20:54
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1156039 | Anthem Inc. | ANTM | Hospital & Medical Service Plans (6324) | 352145715 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1433032 | E John Gallina | 120 Monument Circle Indianapolis IN 46204 | Svp & Chief Accounting Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-03-02 | 2,394 | $146.93 | 19,808 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 1,319 | $0.00 | 21,127 | No | 4 | A | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 6,985 | $0.00 | 28,112 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2015-03-03 | 1,592 | $145.99 | 26,520 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 13,333 | $80.81 | 39,853 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 2,720 | $65.98 | 42,573 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 6,374 | $66.23 | 48,947 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 7,895 | $61.88 | 56,842 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-03-03 | 3,232 | $89.44 | 60,074 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-03 | 35,054 | $145.19 | 25,020 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-03 | 408 | $0.00 | 24,612 | No | 5 | G | Direct | |
| Common Stock | Disposition | 2015-03-03 | 4,100 | $146.10 | 20,512 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-03 | 400 | $146.82 | 20,112 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-03 | 2 | $145.99 | 20,110 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 5 | G | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option (Right to Buy) | Acquisiton | 2015-03-02 | 5,775 | $0.00 | 5,775 | $146.93 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-03 | 13,333 | $0.00 | 13,333 | $80.81 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-03 | 2,720 | $0.00 | 2,720 | $65.98 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-03 | 6,374 | $0.00 | 6,374 | $66.23 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-03 | 7,895 | $0.00 | 7,895 | $61.88 |
| Common Stock | Employee Stock Option (Right to Buy) | Disposition | 2015-03-03 | 3,232 | $0.00 | 3,232 | $89.44 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 5,775 | 2025-03-02 | No | 4 | A | Direct | |
| 0 | 2017-03-01 | No | 4 | M | Direct | |
| 0 | 2018-03-01 | No | 4 | M | Direct | |
| 0 | 2019-03-01 | No | 4 | M | Direct | |
| 3,948 | 2020-03-01 | No | 4 | M | Direct | |
| 6,466 | 2021-03-03 | No | 4 | M | Direct |
Footnotes
- PAYMENT OF TAX LIABILITY BY WITHHOLDING STOCK INCIDENT TO THE VESTING OF PREVIOUSLY GRANTED RESTRICTED STOCK.
- Represents restricted stock units. Restrictions lapse as follows: 439 on 3/2/16; and 440 each on 3/2/17 and 3/2/18.
- Represents performance based restricted stock units. Restrictions lapse as follows: 2,328 each on 3/3/15 and 3/3/16; and 2,329 on 3/3/17.
- The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 14, 2014.
- This transaction was executed in multiple trades at prices ranging from $144.65 to $145.64. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $145.65 to $146.62. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- This transaction was executed in multiple trades at prices ranging from $146.78 to $146.85. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
- The option, representing a right to purchase a total of 5,775 shares, is exercisable in three equal semi-annual installments of 962 shares each and three equal semi-annual installments of 963 shares each beginning on September 2, 2015, which is the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 13,333 shares, became exercisable in five equal semi-annual installments of 2,222 shares each and one equal semi-annual installment of 2,223 shares beginning on September 1, 2007, which was the six-month anniversary of the date on which the option was granted
- The option, representing a right to purchase a total of 8,158 shares, became exercisable in two equal semi-annual installments of 1,359 shares each and four equal semi-annual installments of 1,360 shares each beginning on September 1, 2011, which is the six-month anniversary of the date on which the option was granted.
- )The option, representing a right to purchase a total of 9,560 shares, became exercisable in four equal semi-annual installments of 1,593 shares each and two equal semi-annual installments of 1,594 shares each beginning on September 1, 2012, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 11,843 shares, became exercisable in one installment of 1,973 shares and five equal semi-annual installments of 1,974 shares each beginning on September 1, 2013, which was the six-month anniversary of the date on which the option was granted.
- The option, representing a right to purchase a total of 9,698 shares, became exercisable in four equal semi-annual installments of 1,616 shares each and two equal semi-annual installments of 1,617 shares each beginning on September 3, 2014, which was the six-month anniversary of the date on which the option was granted.
Billionaire Hedge Funds
