Filing Details
- Accession Number:
- 0001209191-15-022278
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 16:42:57
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 16:42:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1585064 | Fidelity & Guaranty Life | FGL | Life Insurance (6311) | 463489149 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1591632 | P. William Melchionni | Two Ruan Center 601 Locust Street, 14Th Floor Des Moines IA 50309 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-03-02 | 700 | $21.38 | 9,825 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-02 | 100 | $21.31 | 9,725 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-02 | 100 | $21.30 | 9,625 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-02 | 503 | $21.29 | 9,122 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-03-02 | 97 | $21.28 | 9,025 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | $24.87 | 2021-12-01 | 2,205 | 2,205 | Direct | |
Common Stock | Stock Option (right to buy) | $46.82 | 2019-04-01 | 0 | 167 | Direct | |
Common Stock | Stock Option (right to buy) | $61.15 | 2020-04-01 | 0 | 200 | Direct | |
Common Stock | Restricted Stock Unit | $0.00 | 0 | 117 | Direct | ||
Common Stock | Stock Option (right to buy) | $17.00 | 2020-12-12 | 3,408 | 3,408 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2021-12-01 | 2,205 | 2,205 | Direct |
2019-04-01 | 0 | 167 | Direct |
2020-04-01 | 0 | 200 | Direct |
0 | 117 | Direct | |
2020-12-12 | 3,408 | 3,408 | Direct |
Footnotes
- Includes restricted stock.
- The option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued service through such date.
- The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class A Common Stock of Fidelity & Guaranty Life Holdings, Inc., a wholly owned subsidiary of the Issuer (the "F&G Subsidiary"), over the exercise price of the option. It is expected that the fair market value of a share of Class A Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 167 shares on April 1, 2013 and 166 shares on April 1, 2014, and will become exercisable as to the remaining 167 shares on April 1, 2015.
- The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 100 shares on April 1, 2014, and will become exercisable as to 100 shares on April 1, 2015 and 100 shares on April 1, 2016.
- Each restricted stock unit is the economic equivalent of one share of Class B Common Stock of the F&G Subsidiary. Each restricted stock unit will be settled upon vesting in cash in an amount equal to the fair market value of one share of Class B Common Stock of the F&G Subsidiary. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. 59 restricted stock units will vest on April 1, 2015 and 58 restricted stock units will vest on April 1, 2016.
- The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.