Filing Details

Accession Number:
0001209191-15-022278
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-03-04 16:42:57
Reporting Period:
2015-03-02
Filing Date:
2015-03-04
Accepted Time:
2015-03-04 16:42:57
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1585064 Fidelity & Guaranty Life FGL Life Insurance (6311) 463489149
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1591632 P. William Melchionni Two Ruan Center
601 Locust Street, 14Th Floor
Des Moines IA 50309
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-03-02 700 $21.38 9,825 No 4 S Direct
Common Stock Disposition 2015-03-02 100 $21.31 9,725 No 4 S Direct
Common Stock Disposition 2015-03-02 100 $21.30 9,625 No 4 S Direct
Common Stock Disposition 2015-03-02 503 $21.29 9,122 No 4 S Direct
Common Stock Disposition 2015-03-02 97 $21.28 9,025 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Common Stock Stock Option (right to buy) $24.87 2021-12-01 2,205 2,205 Direct
Common Stock Stock Option (right to buy) $46.82 2019-04-01 0 167 Direct
Common Stock Stock Option (right to buy) $61.15 2020-04-01 0 200 Direct
Common Stock Restricted Stock Unit $0.00 0 117 Direct
Common Stock Stock Option (right to buy) $17.00 2020-12-12 3,408 3,408 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-12-01 2,205 2,205 Direct
2019-04-01 0 167 Direct
2020-04-01 0 200 Direct
0 117 Direct
2020-12-12 3,408 3,408 Direct
Footnotes
  1. Includes restricted stock.
  2. The option vests in three equal annual installments on December 1, 2015, 2016 and 2017, subject to continued service through such date.
  3. The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class A Common Stock of Fidelity & Guaranty Life Holdings, Inc., a wholly owned subsidiary of the Issuer (the "F&G Subsidiary"), over the exercise price of the option. It is expected that the fair market value of a share of Class A Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 167 shares on April 1, 2013 and 166 shares on April 1, 2014, and will become exercisable as to the remaining 167 shares on April 1, 2015.
  4. The option entitles the reporting person to receive, upon exercise, a cash payment equal to the excess of the fair market value of a share of Class B Common Stock of F&G Subsidiary, over the exercise price of the option. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. The option became exercisable as to 100 shares on April 1, 2014, and will become exercisable as to 100 shares on April 1, 2015 and 100 shares on April 1, 2016.
  5. Each restricted stock unit is the economic equivalent of one share of Class B Common Stock of the F&G Subsidiary. Each restricted stock unit will be settled upon vesting in cash in an amount equal to the fair market value of one share of Class B Common Stock of the F&G Subsidiary. It is expected that the fair market value of a share of Class B Common Stock of the F&G Subsidiary will be derived from the value of the Common Stock of the Issuer. 59 restricted stock units will vest on April 1, 2015 and 58 restricted stock units will vest on April 1, 2016.
  6. The option vests in three equal annual installments on December 12, 2014, 2015 and 2016, subject to continued service through such date.