Filing Details
- Accession Number:
- 0001140361-15-010158
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-04 14:10:08
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-04
- Accepted Time:
- 2015-03-04 14:10:08
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 763532 | Lsi Industries Inc | LYTS | Electric Lighting & Wiring Equipment (3640) | 310888951 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 936975 | J Robert Ready | C/O Lsi Industries Inc. 10000 Alliance Road Cincinnati OH 45242 | Yes | No | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Shares | Disposition | 2015-03-02 | 13,962 | $7.92 | 610,323 | No | 4 | S | Direct | |
| Common Shares | Disposition | 2015-03-03 | 6,038 | $7.91 | 604,285 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Shares | 91,072 | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Shares | Option to Buy | $7.20 | 2023-08-22 | 53,000 | 53,000 | Direct | |
| Common Shares | Option to Buy | $6.58 | 2022-08-15 | 45,000 | 45,000 | Direct | |
| Common Shares | Option to Buy | $17.60 | 2016-08-24 | 25,000 | 25,000 | Direct | |
| Common Shares | Option to Buy | $19.76 | 2017-08-24 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $8.98 | 2018-08-22 | 20,000 | 20,000 | Direct | |
| Common Shares | Option to Buy | $8.40 | 2019-08-21 | 65,000 | 65,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2023-08-22 | 53,000 | 53,000 | Direct |
| 2022-08-15 | 45,000 | 45,000 | Direct |
| 2016-08-24 | 25,000 | 25,000 | Direct |
| 2017-08-24 | 20,000 | 20,000 | Direct |
| 2018-08-22 | 20,000 | 20,000 | Direct |
| 2019-08-21 | 65,000 | 65,000 | Direct |
Footnotes
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $8.00 per share. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request.
- The reported price is a weighted average price. These shares were sold in multiple transactions at prices ranging from $7.90 to $7.95 per share. The Reporting Person undertakes to provide full pricing information to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request.
- Common shares held in the LSI Industries Inc. Non-Qualified Deferred Compensation Plan.
- The options vest at a rate of 25% per year beginning on the first anniversary of the grant date.
- These holdings have been previously reported on Form 4.
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