Filing Details
- Accession Number:
- 0001179110-15-004132
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 19:32:51
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 19:32:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 201461 | City National Corp | CYN | National Commercial Banks (6021) | 952568550 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1207188 | D Russell Goldsmith | 400 N. Roxbury Drive Beverly Hills CA 90210 | Chairman, President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-27 | 19,100 | $68.98 | 21,138 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 19,100 | $90.60 | 2,038 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 5,046 | $0.00 | 7,084 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 5,046 | $90.37 | 2,038 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 15,000 | $68.98 | 17,038 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 15,000 | $90.13 | 2,038 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-02-27 | 19,100 | $0.00 | 19,100 | $68.98 |
| Common Stock | Cash Settled Restricted Stock Units | Disposition | 2015-02-27 | 5,046 | $0.00 | 5,046 | $0.00 |
| Common Stock | Employee Stock Options (Right to Buy) | Disposition | 2015-03-02 | 15,000 | $0.00 | 15,000 | $68.98 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 22,900 | 2015-03-10 | No | 4 | M | Direct | |
| 15,141 | No | 4 | M | Direct | ||
| 7,900 | 2015-03-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 327,931 | Indirect | By the Russell Goldsmith Trust |
| Common Stock | 7,985 | Indirect | As Trustee of the ELM 2006 Charitable Annuity Lead Trust |
| Common Stock | 2,860,000 | Indirect | By the Goldsmith Family Partnership |
| Common Stock | 244,930 | Indirect | By Maple Pine Limited Partnership |
| Common Stock | 4,134 | Indirect | As Trustee of the Brian Goldsmith 1985 Trust |
| Common Stock | 2,912 | Indirect | As Trustee of the Kathryn Goldsmith 1985 Trust |
| Common Stock | 76,222 | Indirect | By B.A. Quintet, LLC |
| Common Stock | 8 | Indirect | As Trustee of the West LA Investment Trust No. 1-R |
| Common Stock | 2,994 | Indirect | By CNC Profit Sharing Plan |
| Common Stock | 82,405 | Indirect | As Trustee of the Grove Trust II |
| Common Stock | 750 | Indirect | By Nate Mack L.L.C. |
Footnotes
- Includes 2,994 shares held in the reporting person's City National Corporation Profit Sharing Plan as of February 27, 2015.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.56 to $90.71, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $90.07 to $90.24, inclusive. The reporting person undertakes to provide to City National Corporation, any security holder of City National Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the price range set forth in this footnote (2) to this Form 4.
- The reporting person disclaims beneficial ownership of these securities, and this report shall not be deemed an admission that the reporting person is the beneficial owner of these securities, for purposes of Section 16 or for any other purpose.
- The stock options vested in four equal installments beginning March 11, 2006.
- Each cash-settled restricted stock unit is valued upon vesting based on the value of one (1) share of City National Corporation common stock and settles in cash on each vesting date. The cash-settled restricted stock units vest in four equal installments annually beginning on February 27, 2015.
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