Filing Details
- Accession Number:
- 0001140361-15-010036
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:59:44
- Reporting Period:
- 2014-10-08
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:59:44
- Original Submission Date:
- 2014-10-09
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1604174 | Eagle Point Credit Co Inc. | ECC | () | 465215217 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1459925 | Trident V, L.p. | C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830 | No | No | Yes | No | |
1492068 | Trident V Parallel Fund, L.p. | C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830 | No | No | Yes | No | |
1607203 | Eagle Point Credit Management Llc | 20 Horseneck Lane Greenwich CT 06830 | No | No | No | Yes | |
1621505 | Trident Capital V-Pf, L.p. | C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830 | No | No | Yes | No | |
1621506 | Trident Capital V, L.p. | C/O Stone Point Capital Llc 20 Horseneck Lane Greenwich CT 06830 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, Par Value $0.001 Per Share | Acquisiton | 2014-10-08 | 100,000 | $20.00 | 100,000 | No | 4 | P | Indirect | Footnote |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | Footnote |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, Par Value $0.001 Per Share | 4,933,184 | Direct | |
Common Stock, Par Value $0.001 Per Share | 3,459,726 | Direct |
Footnotes
- Trident V, L.P. indirectly holds an ownership interest in Eagle Point Credit Management LLC ("EPCM") and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V, L.P., as the general partner of Trident V, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V, L.P.'s proportionate interest in the portfolio securities of Trident V, L.P.This Form 4 is being amended to include Trident V, L.P. and Trident Capital V, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V, L.P. and Trident Capital V, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
- Trident V Parallel Fund, L.P. indirectly holds an ownership interest in EPCM and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V-PF, L.P., as the general partner of Trident V Parallel Fund, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V-PF, L.P.'s proportionate interest in the portfolio securities of Trident V Parallel Fund, L.P.This Form 4 is being amended to include Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
- Trident V, L.P. is the sole direct owner of 4,933,184 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V, L.P., Trident Capital V, L.P., as the general partner of Trident V, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V, L.P. Trident Capital V, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
- Trident V Parallel Fund, L.P. is the sole direct owner of 3,459,726 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P. as the general partner of Trident V Parallel Fund, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V Parallel Fund, L.P. Trident Capital V-PF, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.