Filing Details

Accession Number:
0001140361-15-010036
Form Type:
4/A
Zero Holdings:
No
Publication Time:
2015-03-03 17:59:44
Reporting Period:
2014-10-08
Filing Date:
2015-03-03
Accepted Time:
2015-03-03 17:59:44
Original Submission Date:
2014-10-09
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1604174 Eagle Point Credit Co Inc. ECC () 465215217
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1459925 Trident V, L.p. C/O Stone Point Capital Llc
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
1492068 Trident V Parallel Fund, L.p. C/O Stone Point Capital Llc
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
1607203 Eagle Point Credit Management Llc 20 Horseneck Lane
Greenwich CT 06830
No No No Yes
1621505 Trident Capital V-Pf, L.p. C/O Stone Point Capital Llc
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
1621506 Trident Capital V, L.p. C/O Stone Point Capital Llc
20 Horseneck Lane
Greenwich CT 06830
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share Acquisiton 2014-10-08 100,000 $20.00 100,000 No 4 P Indirect Footnote
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 P Indirect Footnote
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock, Par Value $0.001 Per Share 4,933,184 Direct
Common Stock, Par Value $0.001 Per Share 3,459,726 Direct
Footnotes
  1. Trident V, L.P. indirectly holds an ownership interest in Eagle Point Credit Management LLC ("EPCM") and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V, L.P., as the general partner of Trident V, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V, L.P.'s proportionate interest in the portfolio securities of Trident V, L.P.This Form 4 is being amended to include Trident V, L.P. and Trident Capital V, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V, L.P. and Trident Capital V, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
  2. Trident V Parallel Fund, L.P. indirectly holds an ownership interest in EPCM and, as such, may be deemed a beneficial owner of the shares of the Issuer directly owned by EPCM due to its pecuniary interest in such shares. Trident Capital V-PF, L.P., as the general partner of Trident V Parallel Fund, L.P., may be deemed to have an indirect pecuniary interest in the shares of the Issuer directly owned by EPCM to the extent of Trident Capital V-PF, L.P.'s proportionate interest in the portfolio securities of Trident V Parallel Fund, L.P.This Form 4 is being amended to include Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. as beneficial owners of the shares of the Issuer acquired by EPCM in the Issuer's initial public offering. Each of Trident V Parallel Fund, L.P. and Trident Capital V-PF, L.P. disclaims beneficial ownership over such shares except to the extent of its respective pecuniary interest therein.
  3. Trident V, L.P. is the sole direct owner of 4,933,184 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V, L.P., Trident Capital V, L.P., as the general partner of Trident V, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V, L.P. Trident Capital V, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.
  4. Trident V Parallel Fund, L.P. is the sole direct owner of 3,459,726 shares of the Issuer's common stock. Although voting rights with regard to such shares have been passed through to the ultimate limited partners of Trident V Parallel Fund, L.P., Trident Capital V-PF, L.P. as the general partner of Trident V Parallel Fund, L.P., could be viewed as having dispositive power over all of the shares of the Issuer directly owned by Trident V Parallel Fund, L.P. Trident Capital V-PF, L.P. disclaims beneficial ownership of such shares except to the extent of its pecuniary interest therein.