Filing Details
- Accession Number:
- 0001209191-15-021576
- Form Type:
- 4/A
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:42:05
- Reporting Period:
- 2015-02-13
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:42:05
- Original Submission Date:
- 2015-02-18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1353283 | Splunk Inc | SPLK | Services-Prepackaged Software (7372) | 861106510 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1233412 | Godfrey Sullivan | C/O Splunk Inc. 250 Brannan Street San Francisco CA 94107 | President, Ceo & Chairman | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-13 | 40,248 | $64.16 | 196,698 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-13 | 650 | $65.05 | 196,048 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,600,000 | Indirect | See footnote |
Common Stock | 12,700 | Indirect | See footnote |
Footnotes
- The sales reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person on June 23, 2014.
- The amendment to the Form 4/A corrects the sale to include the previously reported sale of 9,652 shares previously held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee (the "Trust") which were re-registered on February 13, 2015 and are now held directly by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $64.00 to $64.99, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (3) and (5) to this Form 4.
- Includes 206,350 shares previously held directly by the Trust which were re-registered on February 13, 2015 and are now held directly by the Reporting Person.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $65.00 to $65.09, inclusive.
- The amendment to Form 4/A corrects the ownership form from Indirect to Direct. The sale was previously reported as sold from the Trust.
- Excludes 206,350 shares previously held directly by the Trust which were re-registered on February 13, 2015 and are now held directly by the Reporting Person.
- Shares held directly by the Godfrey and Suzanne Sullivan Revocable Trust dated December 5, 2000 for which the Reporting Person serves as a trustee.
- Shares held directly by the Reporting Person's younger daughter. The Reporting Person disclaims beneficial ownership of the shares, and this report should not be deemed an admission that the Reporting Person is the beneficial owner of such shares for purposes of Section 16 or for any other purpose.