Filing Details
- Accession Number:
- 0001590177-15-000008
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:31:51
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:31:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1039399 | Formfactor Inc | FORM | Semiconductors & Related Devices (3674) | 133711155 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1256951 | L Stuart Merkadeau | 7005 Southfront Road Livermore CA 94551 | Sr Vp General Counsel | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-27 | 12,423 | $0.00 | 53,280 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-03-02 | 4,731 | $10.15 | 48,549 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-03-02 | 5,000 | $10.23 | 43,549 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Performance Shares | Disposition | 2015-02-27 | 12,423 | $0.00 | 12,423 | $0.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct |
Footnotes
- Represents vested shares of common stock issued pursuant to the second conversion of one-half of the total units certified and earned January 28, 2014 and February 27, 2014 in connection with a May 4, 2012 performance-based restricted stock unit award.
- Represents vested shares of common stock sold to satisfy certain tax obligations associated with the settlement of the restricted stock units.
- The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $10.2156 to $10.2438 per share, inclusive. The reporting person undertakes to provide to the issuer, any security holder of the issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
- Represents the second and final vesting of 50% of the performance-based restricted stock units certified and earned January 28, 2014 and February 27, 2014 in connection with a May 4, 2012 performance-based RSU award. All stock will be released to the reporting person on the vesting date or the first market trading day after the vesting date, during an open trading window under the Issuer's Insider Trading Policy thereafter, if the applicable vesting date is not on a market trading day during an open trading window.
- The restricted stock units released were settled in shares of common stock and were immediately cancelled upon settlement.
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