Filing Details
- Accession Number:
- 0001179110-15-004039
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 17:13:58
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 17:13:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 799231 | Almost Family Inc | AFAM | Services-Social Services (8300) | 061153720 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1263625 | Steven C Guenthner | 9510 Ormsby Station Road Suite 300 Louisville KY 40223 | President & Pfo | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-27 | 11,800 | $34.88 | 146,237 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-27 | 1,149 | $33.20 | 145,088 | No | 4 | F | Direct | |
| Common Stock | Disposition | 2015-03-02 | 8,200 | $36.22 | 136,888 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-03-02 | 8,600 | $0.00 | 145,488 | No | 4 | A | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | F | Direct | |
| No | 4 | S | Direct | |
| No | 4 | A | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | Acquisiton | 2015-03-02 | 11,500 | $0.00 | 11,500 | $37.28 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 11,500 | 2025-03-01 | No | 4 | A | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Option (right to buy) | $24.28 | 2024-03-16 | 14,400 | 14,400 | Direct | |
| Common Stock | Option (right to buy) | $20.89 | 2023-02-28 | 12,400 | 12,400 | Direct | |
| Comnmon Stock | Option (right to buy) | $40.13 | 2019-12-13 | 3,000 | 3,000 | Direct | |
| Common Stock | Option (right to buy) | $24.16 | 2022-02-26 | 6,200 | 6,200 | Direct | |
| Common Stock | Option (right to buy) | $19.40 | 2017-02-11 | 15,000 | 15,000 | Direct | |
| Common Stock | Option (right to buy) | $22.18 | 2018-03-06 | 7,500 | 7,500 | Direct | |
| Common Stock | Option (Right to Buy) | $33.27 | 2019-02-08 | 6,900 | 6,900 | Direct | |
| Common Stock | Option (right to buy) | $36.69 | 2021-03-10 | 4,300 | 4,300 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2024-03-16 | 14,400 | 14,400 | Direct |
| 2023-02-28 | 12,400 | 12,400 | Direct |
| 2019-12-13 | 3,000 | 3,000 | Direct |
| 2022-02-26 | 6,200 | 6,200 | Direct |
| 2017-02-11 | 15,000 | 15,000 | Direct |
| 2018-03-06 | 7,500 | 7,500 | Direct |
| 2019-02-08 | 6,900 | 6,900 | Direct |
| 2021-03-10 | 4,300 | 4,300 | Direct |
Footnotes
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 12, 2007.
- Granted pursuant to the Amended and Restated 2000 Stock Option Plan.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 7, 2008.
- Granted pursuant to the 2007 Stock & Incentive Compensation Plan.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 9, 2009.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, December 14, 2009.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 11, 2011.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, February 27, 2012.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 1, 2013.
- Granted pursuant to the 2013 Stock & Incentive Compensation Plan.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 17, 2014.
- These shares were sold pursuant to a written non-discretionary Rule 10b5-1 sales plan dated December 30, 2013.
- Weighted average sale price reported. On 02/27/15, the 11,800 shares were sold within a range of $34.00 and $36.08. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
- Weighted average sale price reported. On 03/2/15, the 8,200 shares were sold within a range of $36.00 and $36.47. The reporting person will provide upon request by the Commission Staff, the issuer, or security holder, full information regarding the number of shares sold at each separate price.
- Payment of tax liability by delivery of securities in connection with vesting of previously issued shares of restricted stock in accordance with Rule 16b-3.
- Consists of 8,600 shares of Restricted Stock granted pursuant to the 2013 Stock and Incentive Compensation Plan, 1,400 of which shares of Restricted Stock will be forfeited if the issuer fails to achieve an established earnings per share goal for the year ending December 31, 2015.
- The option becomes exercisable in four equal annual installments beginning on the first anniversary of the date of grant, March 2, 2015.
Billionaire Hedge Funds
