Filing Details
- Accession Number:
- 0001140361-15-009892
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-03 14:05:02
- Reporting Period:
- 2015-03-02
- Filing Date:
- 2015-03-03
- Accepted Time:
- 2015-03-03 14:05:02
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
99614 | Tri-Continental Corp | TY | (0) | 135441850 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1491429 | Matthew Brian Condon | 225 Franklin Street Boston MA 02110 | No | No | No | Yes |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Tri-Continental Corporation Common Stock | Acquisiton | 2015-03-02 | 896 | $22.08 | 8,396 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-03-02 | 104 | $22.07 | 8,500 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-03-02 | 500 | $22.09 | 9,000 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-03-02 | 500 | $22.10 | 9,500 | No | 4 | P | Direct | |
Tri-Continental Corporation Common Stock | Acquisiton | 2015-03-02 | 2,500 | $22.08 | 12,000 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct | |
No | 4 | P | Direct |