Filing Details
- Accession Number:
- 0000763744-15-000050
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-02 19:44:57
- Reporting Period:
- 2015-02-26
- Filing Date:
- 2015-03-02
- Accepted Time:
- 2015-03-02 19:44:57
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
763744 | Drew Industries Inc | DW | Motor Vehicle Parts & Accessories (3714) | 133250533 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1238550 | Iii S Joseph Giordano | C/O Drew Industries Incorporated 3501 County Road 6 East Elkhart IN 46514 | Cfo & Treasurer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-26 | 10,000 | $15.49 | 19,888 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-26 | 10,000 | $60.13 | 9,888 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-26 | 6,000 | $60.04 | 3,888 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-26 | 3,743 | $0.00 | 7,631 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-26 | 1,212 | $60.24 | 6,419 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Employee Stock Options | Disposition | 2015-02-26 | 10,000 | $0.00 | 10,000 | $15.49 |
Common Stock | Deferred Stock Units | Disposition | 2015-02-26 | 3,743 | $0.00 | 3,743 | $0.00 |
Common Stock | Deferred Stock Units | Acquisiton | 2015-02-26 | 649 | $0.00 | 650 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
15,000 | 2010-11-18 | 2015-11-18 | No | 4 | M | Direct |
43,610 | 2015-02-26 | 2015-02-26 | No | 4 | M | Direct |
44,259 | 2018-02-26 | 2018-02-26 | No | 4 | A | Direct |
Footnotes
- This transaction was executed at one price of $60.13.
- This transaction was executed at one price of $60.04.
- Performance-based Deferred Stock Units vested based on growth in earnings per share in accordance with their terms.
- Employee Stock Options become exercisable at the rate of 20% per year for 5 years.
- Each Deferred Stock Unit represents a contingent right to receive one share of DW Common Stock.
- Deferred Stock Units were granted to Mr. Giordano in lieu of cash compensation of $39,150 in accordance with his Executive Employment and Non-Competition Agreement dated February 10, 2012, as amended April 10, 2013.