Filing Details
- Accession Number:
- 0001144204-15-013423
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-02 18:42:26
- Reporting Period:
- 2015-02-26
- Filing Date:
- 2015-03-02
- Accepted Time:
- 2015-03-02 18:42:26
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1590854 | J Gregg Felton | 102 Greenwich Avenue 2Nd Floor Greenwich CT 06830 | Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-26 | 6,532 | $3.77 | 6,652 | No | 4 | P | Indirect | By Full Circle Advisors LLC |
Common Stock | Acquisiton | 2015-02-27 | 18,468 | $3.77 | 25,120 | No | 4 | P | Indirect | By Full Circle Advisors LLC |
Common Stock | Acquisiton | 2015-02-27 | 14,235 | $3.78 | 194,439 | No | 4 | P | Direct | |
Common Stock | Acquisiton | 2015-03-02 | 27,612 | $3.80 | 222,051 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Full Circle Advisors LLC |
No | 4 | P | Indirect | By Full Circle Advisors LLC |
No | 4 | P | Direct | |
No | 4 | P | Direct |
Footnotes
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.75 to $3.79 per share on 2/26/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.76 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.77 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.79to $3.80 per share on 3/2/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- Amount represents 25,120 shares owned by Full Circle Advisors LLC, of which Gregg Felton is a managing member thereof.