Filing Details
- Accession Number:
- 0001144204-15-013412
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-02 17:52:25
- Reporting Period:
- 2015-02-26
- Filing Date:
- 2015-03-02
- Accepted Time:
- 2015-03-02 17:52:25
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1490013 | Full Circle Capital Corp | FULL | () | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1498701 | Edward John Stuart | 102 Greenwich Avenue, 2Nd Floor Greenwich CT 06830 | Chairman | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-26 | 6,532 | $3.77 | 6,652 | No | 4 | P | Indirect | By Full Circle Advisors, LLC |
Common Stock | Acquisiton | 2015-02-27 | 18,468 | $3.77 | 25,120 | No | 4 | P | Indirect | By Full Circle Advisors, LLC |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Indirect | By Full Circle Advisors, LLC |
No | 4 | P | Indirect | By Full Circle Advisors, LLC |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,430 | Direct | |
Common Stock | 1,000 | Indirect | By Michele G. Stuart |
Common Stock | 16,451 | Indirect | By John E. Stuart GST Trust |
Common Stock | 6,258 | Indirect | By Mary E. Stuart 2001 Grantor Trust |
Common Stock | 237 | Indirect | By Full Circle Investments, LLC |
Footnotes
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.75 to $3.79 per share on 2/26/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- The price shown in Column 4 is the weighted average purchase price of the shares of common stock of Full Circle Capital Corporation (the "Issuer"), par value $0.01 per share, on the transaction date. The price range for the purchases are $3.76 to $3.78 per share on 2/27/15. The Reporting Person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer full information regarding the number of shares purchased at each separate price.
- Amount represents 237 shares owned by Full Circle Investments LLC, of which Mr. Stuart is a managing member thereof.
- Amount represents 25,120 shares owned by Full Circle Advisors LLC, of which Mr. Stuart is a managing member thereof.