Filing Details
- Accession Number:
- 0001209191-15-020321
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-02 16:57:01
- Reporting Period:
- 2015-02-26
- Filing Date:
- 2015-03-02
- Accepted Time:
- 2015-03-02 16:57:01
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1163348 | Allied World Assurance Co Holdings Ag | AWH | Fire, Marine & Casualty Insurance (6331) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1368326 | J Marshall Grossack | Allied World Assurance Co. Holdings, Ag Gubelstrasse 24, Park Tower, 15Th Floor Zug V8 6300 | Evp, Chief Actuary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Shares | Acquisiton | 2015-02-26 | 9,999 | $9.44 | 222,439 | No | 4 | M | Direct | |
Common Shares | Disposition | 2015-02-26 | 9,999 | $40.68 | 212,440 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Shares | Employee Stock Options (right to buy) | Disposition | 2015-02-26 | 9,999 | $0.00 | 9,999 | $9.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2007-01-03 | 2016-01-03 | No | 4 | M | Direct |
Footnotes
- The Employee Stock Options exercised and sold were due to expire on January 3, 2016.
- Represents a weighted average sale price: the sales prices range from $40.46 to $40.78. Upon request, the full sale information regarding the number of shares sold at each price increment will be provided to the U.S. Securities and Exchange Commission, the issuer or a security holder of the issuer.
- These securities vested in four equal annual installments with the first installment vesting on the date shown.