Filing Details
- Accession Number:
- 0001127602-15-009012
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-03-02 13:27:51
- Reporting Period:
- 2015-02-27
- Filing Date:
- 2015-03-02
- Accepted Time:
- 2015-03-02 13:27:51
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1041061 | Yum Brands Inc | YUM | Retail-Eating Places (5812) | 133951308 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1456722 | Muktesh Pant | 14841 North Dallas Parkway Dallas TX 75254 | Ceo Kfc | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-27 | 41,440 | $24.47 | 54,256 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 24,743 | $80.00 | 29,513 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-27 | 16,697 | $80.00 | 12,816 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 49,726 | $247.47 | 62,542 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 29,143 | $80.00 | 33,399 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-27 | 20,583 | $80.00 | 12,816 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-27 | 41,440 | $0.00 | 41,440 | $24.47 |
| Common Stock | Stock Appreciation Right | Disposition | 2015-02-27 | 49,726 | $0.00 | 49,726 | $24.47 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2010-01-26 | 2016-01-26 | No | 4 | M | Direct |
| 0 | 2010-01-26 | 2016-01-26 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 1,993 | Indirect | By 401(k) Account |
Footnotes
- Pursuant to 10b5-1 Plan
Billionaire Hedge Funds
