Filing Details
- Accession Number:
- 0001002225-15-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-27 19:42:52
- Reporting Period:
- 2015-02-25
- Filing Date:
- 2015-02-27
- Accepted Time:
- 2015-02-27 19:42:52
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1002225 | Advent Software Inc | ADVS | Services-Computer Programming Services (7371) | 942901952 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1559492 | Anthony Sperling | 600 Townsend Street San Francisco CA 94103 | Evp, Global Client Experience | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-25 | 2,680 | $17.91 | 46,035 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-25 | 1,087 | $44.17 | 44,948 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-25 | 1,593 | $44.18 | 43,355 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 5,891 | $21.67 | 49,246 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 2,899 | $44.05 | 46,347 | No | 4 | D | Direct | |
| Common Stock | Acquisiton | 2015-02-27 | 18,320 | $17.91 | 64,667 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-27 | 7,449 | $44.05 | 57,218 | No | 4 | D | Direct | |
| Common Stock | Disposition | 2015-02-27 | 2,992 | $44.18 | 54,226 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-27 | 10,871 | $44.18 | 43,355 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | M | Direct | |
| No | 4 | D | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Appreciation Rights | Disposition | 2015-02-25 | 2,680 | $0.00 | 2,680 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-02-27 | 18,320 | $0.00 | 18,320 | $17.91 |
| Common Stock | Stock Appreciation Rights | Disposition | 2015-02-27 | 5,891 | $0.00 | 5,891 | $21.67 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 19,720 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 1,400 | 2012-05-13 | 2021-05-13 | No | 4 | M | Direct |
| 14,569 | 2014-05-14 | 2023-05-14 | No | 4 | M | Direct |
Footnotes
- Exercise of stock settled stock appreciation rights (SS-SAR). Securities disposed were rights withheld to satisfy the exercise price obligation.
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