Filing Details

Accession Number:
0000049071-15-000044
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-27 15:30:18
Reporting Period:
2015-02-25
Filing Date:
2015-02-27
Accepted Time:
2015-02-27 15:30:18
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1025393 Jr/Ky A David Jones Chrysalis Ventures, Inc.
101 S. Fifth Street, Suite 1650
Louisville KY 40202
Yes No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Disposition 2015-02-25 6,100 $0.00 133,150 No 4 G Direct
Humana Common Disposition 2015-02-25 6,100 $165.39 127,050 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 G Direct
No 4 S Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Humana Common 1,300 Indirect See Footnote
Humana Common 1,300 Indirect See Footnote
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Restricted Stock Units $0.00 5,022 5,022 Direct
Humana Common Restricted Stock Units $0.00 95 95 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
5,022 5,022 Direct
95 95 Direct
Footnotes
  1. Shares held by spouse as custodian for daughter.
  2. Shares held by spouse as custodian for son.
  3. Annual Director's fee payable in stock units which have been deferred at the election of the reporting person until his resignation of services as a director at which time the stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule 16(b)-3(d)(1).
  4. Director's dividend payment reinvested into stock units on vested and deferred stock units, deferred in accordance with the Plan until his resignation of services as a director at which time the deferred dividend stock units will be payable in Humana Inc. common stock on a 1-for-1 basis, exempt pursuant to Rule16(b)-3(d).
  5. Includes 1,077 restricted stock units pursuant to the annual Director's Fee Program respresenting a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1)&(3) under the Company's 2011 Plan of which 100% is vesting on 12/31/2015 if Reporting Person remains on the Board.
  6. Shares sold at prices ranging from $165.38 to $165.44