Filing Details

Accession Number:
0000049071-15-000039
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-26 17:17:48
Reporting Period:
2015-02-24
Filing Date:
2015-02-26
Accepted Time:
2015-02-26 17:17:48
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
49071 Humana Inc HUM Hospital & Medical Service Plans (6324) 610647538
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1441437 Todoroff M Christopher Humana Inc.
500 West Main Street
Louisville KY 40202
Sr. Vp And General Counsel No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Humana Common Acquisiton 2015-02-24 24,374 $88.65 44,836 No 4 M Direct
Humana Common Acquisiton 2015-02-24 9,360 $72.84 54,196 No 4 M Direct
Humana Common Disposition 2015-02-24 39,297 $164.31 14,899 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 M Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Humana Common Options Disposition 2015-02-24 24,374 $88.65 24,374 $88.65
Humana Common Options Disposition 2015-02-24 9,360 $72.84 9,360 $72.84
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2019-02-23 No 4 M Direct
4,681 2020-02-20 No 4 M Direct
Reported Derivative Holdings
Sec. Name Sec. Type Price Date Expiration Date Amount Remaning Holdings Nature of Ownership
Humana Common Options $102.16 2021-02-18 15,086 15,086 Direct
Humana Common Options $164.65 2022-02-24 21,014 21,014 Direct
Humana Common Restricted Stock Units $0.00 4,633 4,633 Direct
Humana Common Restricted Stock Units $0.00 3,304 3,304 Direct
Expiration Date Amount Remaning Holdings Nature of Ownership
2021-02-18 15,086 15,086 Direct
2022-02-24 21,014 21,014 Direct
4,633 4,633 Direct
3,304 3,304 Direct
Footnotes
  1. Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/23/12, vesting in three increments from 02/23/13 to 02/23/15.
  2. Right to buy pursuant to Company's 2003 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/20/13, vesting in three increments from 02/20/14 to 02/20/16.
  3. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/18/14, vesting in three increments from 02/18/15 to 02/18/17.
  4. Right to buy pursuant to Company's 2011 Stock Incentive Plan. Incentive and Non-Qualified stock options granted to reporting person on 02/24/15, vesting in three increments from 02/24/16 to 02/24/18.
  5. Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3).
  6. Restricted stock units granted to reporting person on 02/20/13, 100% of the award is vesting on 02/20/16.
  7. Restricted stock units granted to reporting person on 02/18/14, 100% of the award is vesting on 02/18/17.
  8. Shares sold at prices ranging from $163.90 to $164.71