Filing Details
- Accession Number:
- 0001209191-15-019159
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-26 17:17:05
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-26
- Accepted Time:
- 2015-02-26 17:17:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1022652 | Novatel Wireless Inc | MIFI | Communications Equipment, Nec (3669) | 860824673 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1006837 | Hc2 Holdings, Inc. | 460 Herndon Parkway, Suite 150 Herndon VA 20170 | No | No | Yes | No | |
1619368 | Hc2 Holdings 2, Inc. | 460 Herndon Parkway, Suite 150 Herndon VA 20170 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-24 | 586,095 | $0.00 | 7,649,199 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Warrants to Purchase Common Stock (right to buy) | Disposition | 2015-02-24 | 293,047 | $0.00 | 293,047 | $2.26 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
3,824,600 | 2015-03-08 | 2019-09-08 | No | 4 | S | Direct |
Footnotes
- HC2 Holdings 2, Inc. ("HC2 Holdings") sold 586,095 shares of Novatel Wireless, Inc. common stock ("Common Stock") and warrants to purchase 293,047 shares of Common Stock in a privately negotiated transaction for a total purchase price of $1,025,666.17.
- The securities of the Issuer reported herein are held directly by HC2 Holdings. HC2 Holdings is a wholly owned subsidiary of HC2 Holdings, Inc. ("HC2"). HC2 disclaims beneficial ownership of the shares held directly by HC2 Holdings except to the extent it has actual voting or investment control of such shares.