Filing Details
- Accession Number:
- 0001164727-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-26 17:02:18
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-26
- Accepted Time:
- 2015-02-26 17:02:18
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1164727 | Newmont Mining Corp | NEM | Gold And Silver Ores (1040) | 841611629 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1536310 | P Stephen Gottesfeld | 6363 South Fiddlers Green Circle Greenwood Village CO 80111 | Evp, Gen. Counsel & Secretary | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock, $1.60 Par Value | Acquisiton | 2015-02-24 | 17,609 | $0.00 | 56,293 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Acquisiton | 2015-02-24 | 17,406 | $0.00 | 73,699 | No | 4 | A | Direct | |
Common Stock, $1.60 Par Value | Disposition | 2015-02-24 | 1,887 | $25.92 | 71,812 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock, $1.60 Par Value | 1,589 | Indirect | By 401(k) Plan |
Footnotes
- The sale reported in this Form 4 was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person solely to cover taxes and fees.
- This transaction was executed in multiple trades at prices of $25.89 to $25.98. The price reported above reflects the weighted average sale price. The reporting person undertakes to provide (upon request by the SEC staff, the issuer, or a security holder of the issuer) full information regarding the number of shares sold at each separate price.
- The reported shareholding is based on the Company's estimation of the share value correlated with the number of units in the fund. As of January 31, 2015, the reporting person held 1,589 shares or 5,817 units of Newmont Mining common stock in his 401(k) Plan. Fluctuation in share estimate since the filing of the last Form 4 reflects changes in the stock price rather than investments or dispositions of units within the stock fund.