Filing Details

Accession Number:
0000950138-15-000157
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-26 16:03:22
Reporting Period:
2015-02-24
Filing Date:
2015-02-26
Accepted Time:
2015-02-26 16:03:22
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1532063 Express Scripts Holding Co. ESRX Retail-Drug Stores And Proprietary Stores (5912) 452884094
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1506111 D. Glen Stettin C/O Express Scripts Holding Company
One Express Way
St. Louis MO 63121
Sr. Vp, Clin. Res. & New Sol. No Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-24 3,028 $87.62 16,829 No 4 F Direct
Common Stock Acquisiton 2015-02-24 21,739 $47.61 38,568 No 4 M Direct
Common Stock Disposition 2015-02-24 4,200 $86.68 34,368 No 4 S Direct
Common Stock Disposition 2015-02-24 11,039 $87.55 23,329 No 4 S Direct
Common Stock Disposition 2015-02-24 6,500 $88.35 16,829 No 4 S Direct
Common Stock Disposition 2015-02-25 5,864 $87.31 10,965 No 4 S Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 F Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Express Scripts Holding Company Common Stock Non-Qualified Stock Option (Right-to-Buy) Disposition 2015-02-24 21,739 $0.00 21,739 $47.61
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 M Direct
Footnotes
  1. Represents shares tendered to Company to cover Reporting Person's tax liability due upon vesting of restricted stock units previously awarded under long-term incentive plans.
  2. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  3. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $86.11 to $87.05, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  4. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $87.14 to $88.11, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  5. The price reported is a weighted average price. These shares were sold in multiple transactions at prices ranging from $88.14 to $88.78, inclusive. The Reporting Person undertakes to provide to Express Scripts Holding Company, any security holder of Express Scripts Holding Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price.
  6. The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
  7. Grant of stock options pursuant to the Medco Health Solutions, Inc. Amended and Restated Stock Incentive Plan. Vested in three (3) equal installments on February 24, 2013, February 24, 2014, and February 24, 2015.