Filing Details
- Accession Number:
- 0001179110-15-003482
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-26 16:03:00
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-26
- Accepted Time:
- 2015-02-26 16:03:00
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
920424 | Investment Technology Group Inc. | ITG | Security Brokers, Dealers & Flotation Companies (6211) | 952848406 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1186004 | V Christopher Dodds | One Liberty Plaza 165 Broadway New York NY 10006 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-24 | 5,695 | $17.44 | 37,019 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-24 | 5,695 | $22.48 | 31,324 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Option (right to buy) | Acquisiton | 2015-02-24 | 5,695 | $22.48 | 5,695 | $17.44 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2015-06-25 | No | 4 | M | Direct |
Footnotes
- Sales made by the Reporting Person in connection with this Form 4 were made between $22.34 and $22.58, and the Reporting Person hereby undertakes to provide upon request by the Securities and Exchange Commission staff, the company, or any security holder of the company, full information regarding the number of shares sold at each separate price.
- With respect to the entire class of options, 1,898 became exercisable on 6/25/2011, 1,898 became exercisable on 6/25/2012, and 1,899 became exercisable on 6/25/2013.