Filing Details
- Accession Number:
- 0001209191-15-018838
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 20:36:53
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 20:36:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281895 | Inotek Pharmaceuticals Corp | ITEK | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1287224 | Pitango Venture Capital Fund Iv, L.p. | 11 Hamenofim St. Bldg. B Herzliya L3 46725 | No | No | Yes | No | |
1601182 | Pitango Venture Capital Principals Fund Iv, L.p. | 11 Hamenofim St. Bldg. B Herzliya L3 46725 | No | No | Yes | No | |
1632825 | Ltd. Holdings Capital G.c. Pitango | 11 Hamenofim St. Bldg. B Herzliya L3 46725 | No | No | Yes | No | |
1632827 | Pitango V.c. Fund Iv, L.p. | 11 Hamenofim St. Bldg. B Herzliya L3 46725 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-23 | 847,424 | $0.00 | 1,042,066 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-02-23 | 38,143 | $0.00 | 1,080,209 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-02-23 | 212,375 | $6.00 | 1,292,584 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series AA Convertible Preferred Stock | Disposition | 2015-02-23 | 2,676,348 | $0.00 | 847,424 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2015-02-23 | 225,747 | $0.00 | 38,143 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Consists of the following shares of Common Stock issued upon conversion of shares of Series AA Convertible Preferred Stock ("Series AA") and accrued and unpaid dividends thereon, on a 4.05783-for-1 basis, upon the closing of the Issuer's initial public offering: (i) 829,520 shares held directly by Pitango Venture Capital Fund IV L.P. ("Pitango Fund IV"), and (ii) 17,904 shares held directly by Pitango Venture Capital Fund Principals IV L.P. ("Pitango Principals IV"). The shares of Series AA had no expiration date.
- Pitango V.C. Fund IV, L.P. is the General Partner of Pitango Fund IV and Pitango Principals IV, with its own General Partner being Pitango G.P. Capital Holdings Ltd., an Israeli company, owned indirectly by six individuals. These six individuals share voting and dispositive power of the Isuer's shares but none has sole voting or dispositive power of the Issuer's shares.
- The outstanding principal amount and all accrued and unpaid interest under the Convertible Promissory Notes were automatically converted upon the closing of the Issuer's initial public offering into shares of Common Stock at the initial public offering price of $6.00 per share. The Convertible Promissory Notes had no expiration date. The number of shares of Common Stock as shown in column 4 of Table I consists of the following: (i) 37,337 shares held directly by Pitango Fund IV, and (ii) 806 shares held directly by Pitango Principals IV.
- Consists of the following shares purchased at the Issuer's initial public offering: (i) 207,886 shares held directly by Pitango Fund IV, and (ii) 4,489 shares held directly by Pitango Principals IV.