Filing Details
- Accession Number:
- 0001140361-15-009003
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 19:50:40
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 19:50:40
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1415624 | Yume Inc | YUME | Services-Advertising Agencies (7311) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1582703 | Ayyappan Sankaran | C/O Yume, Inc. 1204 Middlefield Road Redwood City CA 94063 | Evp, Engineering & Cto | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-19 | 2,850 | $4.35 | 7,871 | No | 5 | J | Direct | |
Common Stock | Disposition | 2015-02-23 | 2,850 | $5.39 | 5,021 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 5 | J | Direct | |
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 18,071 | Indirect | By Ayyappan Sankaran 2013 Annuity Trust dated June 24, 2013 |
Common Stock | 777,292 | Indirect | By The Ayyappan Living Trust |
Footnotes
- These shares were acquired under the Issuer's Employee Stock Purchase Plan in transactions that were exempt under Rule 16b-3(c).
- Reflects (i) 81,929 shares that were distributed from the Ayyappan Sankaran Annuity Trust to the Reporting Person and (ii) 777,292 shares that were transferred from the Reporting Person to The Ayyappan Living Trust in transactions that were exempt from reporting under Rule 16a-13.
- The Reporting Person has sole voting and investment control over the shares held by the Ayyappan Sankaran 2013 Annuity Trust dated June 24, 2013.