Filing Details
- Accession Number:
- 0001179110-15-003449
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 19:40:46
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 19:40:46
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1070081 | Ptc Therapeutics Inc. | PTCT | Pharmaceutical Preparations (2834) | 043416587 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1550424 | Mark Rothera | C/O Ptc Therapeutics, Inc. 100 Corporate Court South Plainfield NJ 07080 | Chief Commercial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Disposition | 2015-02-23 | 3,000 | $64.72 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-23 | 20,000 | $10.85 | 20,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-23 | 5,000 | $62.69 | 15,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-23 | 5,000 | $63.66 | 10,000 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-23 | 10,000 | $67.84 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-24 | 1,000 | $10.85 | 1,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-24 | 1,000 | $67.70 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-25 | 10,375 | $10.85 | 10,375 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-25 | 625 | $10.85 | 11,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-25 | 11,000 | $73.49 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Option (Right To Buy) | Disposition | 2015-02-23 | 20,000 | $0.00 | 20,000 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2015-02-24 | 1,000 | $0.00 | 1,000 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2015-02-25 | 10,375 | $0.00 | 10,375 | $10.85 |
| Common Stock | Stock Option (Right To Buy) | Disposition | 2015-02-25 | 625 | $0.00 | 625 | $10.85 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 118,000 | 2023-05-15 | No | 4 | M | Direct | |
| 117,000 | 2023-05-15 | No | 4 | M | Direct | |
| 106,625 | 2023-05-15 | No | 4 | M | Direct | |
| 9,375 | 2015-05-15 | No | 4 | M | Direct |
Footnotes
- The transactions reported in this Form 4 were effected pursuant to a written Rule 10b5-1 plan.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $64.30 to $65.05 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $62.30 to $63.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $63.20 to $64.04 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $67.70 to $68.29 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This price represents the weighted average price of sale transactions that were executed in multiple trades at prices ranging from $73.35 to $73.97 per share. The reporting person hereby undertakes, upon request by the SEC staff, the issuer or a security holder of the issuer, to provide full information regarding the number of shares sold at each separate price.
- This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on May 15, 2014 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on June 15, 2014.
- This option was granted on May 15, 2013 and vests over four years, with 25% of the shares underlying the option vested on December 31, 2013 and an additional 2.083% of the original number of shares underlying the option vesting monthly thereafter beginning on January 31, 2014.
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