Filing Details
- Accession Number:
- 0001140361-15-008993
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 18:33:48
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 18:33:48
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1416792 | Relypsa Inc | RLYP | Pharmaceutical Preparations (2834) | 260893742 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1455189 | Lance Berman | C/O Relypsa, Inc. 100 Cardinal Way Redwood City CA 94063 | Chief Medical Officer And Svp | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-24 | 1,580 | $3.96 | 9,080 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-24 | 1,580 | $3.96 | 10,660 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-24 | 1,840 | $7.40 | 12,500 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-24 | 2,700 | $37.82 | 9,800 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-24 | 2,300 | $38.63 | 7,500 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Stock Option (right to buy) | Disposition | 2015-02-24 | 1,580 | $0.00 | 1,580 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-02-24 | 1,580 | $0.00 | 1,580 | $3.96 |
Common Stock | Stock Option (right to buy) | Disposition | 2015-02-24 | 1,840 | $0.00 | 1,840 | $7.40 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
24,564 | 2021-12-13 | No | 4 | M | Direct | |
33,114 | 2022-09-27 | No | 4 | M | Direct | |
30,919 | 2023-07-23 | No | 4 | M | Direct |
Footnotes
- Includes 7,500 restricted stock units.
- The sales reported in this Form 4 were effected pursuant to the Reporting Person's Rule 10b5-1 trading plan.
- This transaction was executed in multiple trades in prices ranging from $37.2693 to $38.23, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- This transaction was executed in multiple trades in prices ranging from $38.31 to $38.8943, inclusive. The price reported in Column 4 above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the Securities and Exchange Commission staff, the Issuer, or a security holder of the Issuer, upon request, full information regarding the number of shares sold at each respective price within the range set forth in this footnote.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from December 9, 2011 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from September 19, 2012 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.
- The shares subject to the option are early exercisable. 25% of the shares subject to the option vest on the first anniversary measured from July 24, 2013 (the "Vesting Commencement Date"), and 1/48th of the total number of shares vest in thirty-six (36) successive and equal monthly installments thereafter, such that 100% of the shares subject to the option will be fully vested on the fourth anniversary of the Vesting Commencement Date.