Filing Details
- Accession Number:
- 0001209191-15-018745
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 18:11:42
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 18:11:42
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1281895 | Inotek Pharmaceuticals Corp | ITEK | Pharmaceutical Preparations (2834) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1356034 | Devon Park Bioventures Lp | 1400 Liberty Ridge Drive, Suite 103 Wayne PA 19087 | No | No | Yes | No | |
1610919 | Devon Park Associates, L.p. | 1400 Liberty Ridge Drive, Suite 103 Wayne PA 19087 | No | No | Yes | No | |
1610920 | Devon Park Associates, Llc | 1400 Liberty Ridge Drive, Suite 103 Wayne PA 19087 | No | No | Yes | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-23 | 2,323,610 | $0.00 | 2,323,610 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-02-23 | 105,933 | $0.00 | 2,429,543 | No | 4 | C | Indirect | See Footnotes |
Common Stock | Acquisiton | 2015-02-23 | 814,166 | $6.00 | 3,243,709 | No | 4 | P | Indirect | See Footnotes |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | C | Indirect | See Footnotes |
No | 4 | C | Indirect | See Footnotes |
No | 4 | P | Indirect | See Footnotes |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Series AA Convertible Preferred Stock | Disposition | 2015-02-23 | 7,432,720 | $0.00 | 2,323,610 | $0.00 |
Common Stock | Convertible Promissory Notes | Disposition | 2015-02-23 | 626,943 | $0.00 | 105,933 | $0.00 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | C | Indirect | ||
0 | No | 4 | C | Indirect |
Footnotes
- Consists of the following shares of Common Stock issued upon conversion of shares of Series AA Convertible Preferred Stock ("Series AA") and accrued and unpaid dividends thereon, on a 4.05783-for-1 basis, upon the closing of the Issuer's initial public offering: 2,323,610 shares held directly by Devon Park Bioventures LP. The shares of Series AA had no expiration date.
- Securities are held directly by Devon Park Bioventures, LP. Devon Park Associates, LLC is the general partner of Devon Park Associates, L.P., which is the general partner of Devon Park Bioventures, LP. Messrs. Marc Ostro, Christopher Moller and Devang Kantesaria, a member of the Issuer's board of directors, are the founding members and managing members of Devon Park Associates, LLC. Each such managing member (the "Founding Member") may be deemed to have shared voting and investment power over the shares beneficially owned by Devon Park Bioventures, LP. Each Founding Member disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Founding Members are the beneficial owners of such securities for Section 16 or any other purpose.
- The outstanding principal amount and all accrued and unpaid interest under the Convertible Promissory Notes were automatically converted upon the closing of the Issuer's initial public offering into shares of Common Stock at the initial public offering price of $6.00 per share. The Convertible Promissory Notes had no expiration date. The number of shares of Common Stock as shown in column 4 of Table I consists of 105,933 shares held directly by Devon Park Bioventures LP.
- Consists of the following shares purchased at the Issuer's initial public offering: 814,166 shares held directly by Devon Park Bioventures LP.