Filing Details

Accession Number:
0001209191-15-018745
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-25 18:11:42
Reporting Period:
2015-02-23
Filing Date:
2015-02-25
Accepted Time:
2015-02-25 18:11:42
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1281895 Inotek Pharmaceuticals Corp ITEK Pharmaceutical Preparations (2834) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1356034 Devon Park Bioventures Lp 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
1610919 Devon Park Associates, L.p. 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
1610920 Devon Park Associates, Llc 1400 Liberty Ridge Drive, Suite 103
Wayne PA 19087
No No Yes No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-23 2,323,610 $0.00 2,323,610 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2015-02-23 105,933 $0.00 2,429,543 No 4 C Indirect See Footnotes
Common Stock Acquisiton 2015-02-23 814,166 $6.00 3,243,709 No 4 P Indirect See Footnotes
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 C Indirect See Footnotes
No 4 C Indirect See Footnotes
No 4 P Indirect See Footnotes
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock Series AA Convertible Preferred Stock Disposition 2015-02-23 7,432,720 $0.00 2,323,610 $0.00
Common Stock Convertible Promissory Notes Disposition 2015-02-23 626,943 $0.00 105,933 $0.00
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 No 4 C Indirect
0 No 4 C Indirect
Footnotes
  1. Consists of the following shares of Common Stock issued upon conversion of shares of Series AA Convertible Preferred Stock ("Series AA") and accrued and unpaid dividends thereon, on a 4.05783-for-1 basis, upon the closing of the Issuer's initial public offering: 2,323,610 shares held directly by Devon Park Bioventures LP. The shares of Series AA had no expiration date.
  2. Securities are held directly by Devon Park Bioventures, LP. Devon Park Associates, LLC is the general partner of Devon Park Associates, L.P., which is the general partner of Devon Park Bioventures, LP. Messrs. Marc Ostro, Christopher Moller and Devang Kantesaria, a member of the Issuer's board of directors, are the founding members and managing members of Devon Park Associates, LLC. Each such managing member (the "Founding Member") may be deemed to have shared voting and investment power over the shares beneficially owned by Devon Park Bioventures, LP. Each Founding Member disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, and this report shall not be deemed an admission that the Founding Members are the beneficial owners of such securities for Section 16 or any other purpose.
  3. The outstanding principal amount and all accrued and unpaid interest under the Convertible Promissory Notes were automatically converted upon the closing of the Issuer's initial public offering into shares of Common Stock at the initial public offering price of $6.00 per share. The Convertible Promissory Notes had no expiration date. The number of shares of Common Stock as shown in column 4 of Table I consists of 105,933 shares held directly by Devon Park Bioventures LP.
  4. Consists of the following shares purchased at the Issuer's initial public offering: 814,166 shares held directly by Devon Park Bioventures LP.