Filing Details
- Accession Number:
- 0001547903-15-000038
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 17:27:10
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 17:27:10
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1547903 | Nmi Holdings Inc. | NMIH | Surety Insurance (6351) | 454914248 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1245515 | James Ozanne | C/O Nmi Holdings, Inc. 2100 Powell Street, 12Th Fl. Emeryville CA 94608 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | Acquisiton | 2015-02-24 | 10,000 | $7.44 | 27,390 | No | 4 | P | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | P | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Class A Common Shares, $0.01 Par Value Per Share | 10,000 | Indirect | By Susan A. Ozanne Family Trust, of which Mr. Ozanne and his wife are co-trustees and beneficiaries |
Footnotes
- The common stock was purchased by the reporting person in a series of open market transactions on the transaction date, with a volume weighted average purchase price of $7.44. The range of purchase prices on the transaction date was $7.4159 to $7.4659 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares purchased at each price.
- Represents 17,390 shares held in the name of the reporting person and 10,000 shares held by the James H. Ozanne Revocable Trust, a living trust of which the reporting person is the sole trustee and sole beneficiary.