Filing Details
- Accession Number:
- 0000009984-15-000025
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-25 16:38:13
- Reporting Period:
- 2015-02-24
- Filing Date:
- 2015-02-25
- Accepted Time:
- 2015-02-25 16:38:13
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 9984 | Barnes Group Inc | B | Miscellaneous Fabricated Metal Products (3490) | 060247840 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1307654 | Patrick Dempsey | Barnes Group Inc. 123 Main Street Bristol CT 06010 | President And Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-24 | 25,000 | $22.34 | 326,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-24 | 73,000 | $22.34 | 399,619 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-24 | 28,466 | $11.45 | 428,085 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-24 | 126,466 | $39.83 | 301,619 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2015-02-24 | 25,000 | $0.00 | 25,000 | $22.34 |
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2015-02-24 | 73,000 | $0.00 | 73,000 | $22.34 |
| Common Stock | Employee Stock Option-RIght to Buy | Disposition | 2015-02-24 | 28,466 | $0.00 | 28,466 | $11.45 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2017-02-14 | No | 4 | M | Direct | |
| 0 | 2017-02-14 | No | 4 | M | Direct | |
| 0 | 2019-02-10 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
| Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
|---|---|---|---|
| Common Stock | 4,129 | Indirect | By Company's 401(k) Plan |
Footnotes
- Includes balances of 1964 Restricted Stock Units granted 2/9/2011, 2366 granted 2/8/2012, 5466 granted 2/12/2013, 9066 granted 3/1/2013, 16200 granted 2/12/2014, 3100 granted 2/12/2014 and 23800 granted 2/11/2015, and 11800 Performance Share Awards granted 2/8/2012, 13700 granted 2/12/2013, 22600 granted 3/1/2013, 27000 granted 2/12/2014, 5100 granted 2/12/2014 and 39600 granted 2/11/2015, that are subject to forfeiture if certain events occur.
- The option vests in three equal installments on August 14, 2008, 2009 and 2010.
- 1 for 1.
- The option vests in three equal installments on August 14, 2009, 2010 and 2011.
- The option vests in three equal installments on August 10, 2010, 2011 and 2012.
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