Filing Details
- Accession Number:
- 0001624146-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 21:39:41
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 21:39:41
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1624146 | T. Joseph Liotine | C/O Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Exec Vice President & Pres Na | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-20 | 120 | $0.00 | 5,367 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 37 | $213.27 | 5,330 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 156 | $0.00 | 5,486 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-20 | 49 | $213.27 | 5,437 | No | 4 | F | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 464 | $0.00 | 5,901 | No | 4 | A | Direct | |
Common Stock | Disposition | 2015-02-20 | 11 | $213.27 | 5,890 | No | 4 | F | Direct | |
Common Stock | Disposition | 2015-02-20 | 453 | $0.00 | 5,437 | No | 4 | D | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 439 | $71.03 | 5,876 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 530 | $111.33 | 6,406 | No | 4 | M | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 1,111 | $138.56 | 7,517 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 2,080 | $212.51 | 5,437 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | A | Direct | |
No | 4 | F | Direct | |
No | 4 | D | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common | Restricted Stock Units | Disposition | 2015-02-20 | 120 | $0.00 | 120 | $0.00 |
Common | Restricted Stock Units | Disposition | 2015-02-20 | 464 | $0.00 | 464 | $0.00 |
Common | Deferred Stock | Acquisiton | 2015-02-20 | 453 | $0.00 | 453 | $0.00 |
Common | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 439 | $0.00 | 439 | $71.03 |
Common | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 530 | $0.00 | 530 | $111.33 |
Common | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 1,111 | $0.00 | 1,111 | $138.56 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | No | 4 | M | Direct | ||
0 | No | 4 | M | Direct | ||
453 | No | 4 | A | Direct | ||
0 | 2022-02-20 | No | 4 | M | Direct | |
530 | 2023-02-18 | No | 4 | M | Direct | |
2,156 | 2024-02-17 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 1,410 | Indirect | 401(k) Stock Fund |
Footnotes
- Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- Upon the vesting of restricted stock units granted to the reporting person on February 20, 2012, the reporting person deferred the receipt of 453.10 shares of common stock and received instead 453.10 shares of deferred stock pursuant to Whirlpool's Executive Deferred Savings Plan II. As a result, the reporting person is reporting the disposition of 453.10 shares of common stock in exchange for an equal number of shares of deferred stock. The deferred stock becomes payable following the reporting person's termination of employment with Whirlpool Corporation.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.50 to $212.52, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option became exercisable in three substantially equal installments beginning on February 20, 2013.
- The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
- The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.