Filing Details

Accession Number:
0001224298-15-000003
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 21:29:07
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 21:29:07
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
106640 Whirlpool Corp WHR Household Appliances (3630) 381490038
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1224298 Michael Todman Whirlpool Corporation
2000 M-63N
Benton Harbor MI 49022
Vice Chairman Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-20 12,500 $0.00 12,500 No 4 M Direct
Common Stock Disposition 2015-02-20 5,775 $213.27 6,725 No 4 F Direct
Common Stock Acquisiton 2015-02-20 25,623 $0.00 32,348 No 4 A Direct
Common Stock Disposition 2015-02-20 11,837 $213.27 20,511 No 4 F Direct
Common Stock Acquisiton 2015-02-20 18,068 $71.03 38,579 No 4 M Direct
Common Stock Acquisiton 2015-02-20 10,522 $111.33 49,101 No 4 M Direct
Common Stock Acquisiton 2015-02-20 9,090 $138.56 58,191 No 4 M Direct
Common Stock Disposition 2015-02-20 18,068 $211.83 40,123 No 4 S Direct
Common Stock Disposition 2015-02-20 10,522 $212.26 29,601 No 4 S Direct
Common Stock Disposition 2015-02-20 8,890 $213.11 20,711 No 4 S Direct
Common Stock Disposition 2015-02-20 200 $213.71 20,511 No 4 S Direct
Common Stock Disposition 2015-02-20 475 $0.00 3,539 No 5 G Indirect By family trust
Common Stock Disposition 2015-02-23 710 $0.00 2,829 No 5 G Indirect By family trust
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 M Direct
No 4 F Direct
No 4 A Direct
No 4 F Direct
No 4 M Direct
No 4 M Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 5 G Indirect By family trust
No 5 G Indirect By family trust
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Restricted Stock Units Disposition 2015-02-20 12,500 $0.00 12,500 $0.00
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 18,068 $0.00 18,068 $71.03
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 10,522 $0.00 10,522 $111.33
Common Employee Stock Option (Right to Buy) Disposition 2015-02-20 9,090 $0.00 9,090 $138.56
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
12,500 No 4 M Direct
0 2022-02-20 No 4 M Direct
10,522 2023-02-18 No 4 M Direct
17,644 2024-02-17 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 1,264 Indirect 401(k) Stock Fund
Footnotes
  1. Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2016.
  2. Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
  3. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $211.58 to $211.98, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $211.98 to $212.71, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  5. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions ranging from $212.71 to $213.61, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
  6. The option became exercisable in three substantially equal installments beginning on February 20, 2013.
  7. The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
  8. The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.