Filing Details
- Accession Number:
- 0001573725-15-000005
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 21:20:50
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 21:20:50
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 106640 | Whirlpool Corp | WHR | Household Appliances (3630) | 381490038 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1573725 | F Esther Berrozpe | Whirlpool Corporation 2000 M-63N Benton Harbor MI 49022 | Executive Vice President | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-20 | 242 | $0.00 | 3,572 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-20 | 110 | $213.27 | 3,462 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 1,253 | $0.00 | 4,715 | No | 4 | A | Direct | |
| Common Stock | Disposition | 2015-02-20 | 571 | $213.27 | 4,144 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 5,000 | $0.00 | 9,144 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-20 | 2,281 | $213.27 | 6,863 | No | 4 | F | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 884 | $71.03 | 7,747 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 764 | $111.33 | 8,511 | No | 4 | M | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 1,488 | $138.56 | 9,999 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-20 | 884 | $211.67 | 9,115 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 764 | $211.90 | 8,351 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 1,388 | $212.44 | 6,963 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 100 | $213.50 | 6,863 | No | 4 | S | Direct | |
| Common Stock | Disposition | 2015-02-20 | 247 | $213.56 | 6,616 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | A | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | F | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common | Restricted Stock Units | Disposition | 2015-02-20 | 242 | $0.00 | 242 | $0.00 |
| Common | Restricted Stock Units | Disposition | 2015-02-20 | 5,000 | $0.00 | 5,000 | $0.00 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 884 | $0.00 | 884 | $71.03 |
| Common | Employee Stock Option (Right to Buy) | Disposition | 2015-02-20 | 764 | $0.00 | 764 | $111.33 |
| Common | Employee Stock Option (RIght to Buy) | Disposition | 2015-02-20 | 1,488 | $0.00 | 1,488 | $138.56 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | No | 4 | M | Direct | ||
| 5,000 | No | 4 | M | Direct | ||
| 0 | 2022-02-20 | No | 4 | M | Direct | |
| 764 | 2023-02-18 | No | 4 | M | Direct | |
| 2,888 | 2024-02-17 | No | 4 | M | Direct |
Footnotes
- Vesting of remaining restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- Vesting of performance-based restricted stock unit award for the 2012-2014 performance period made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3.
- Vesting of restricted stock unit award made under the Whirlpool Corporation Omnibus Stock and Incentive Plan in a transaction exempt under Rule 16b-3. Remaining restricted stock units will vest and convert one-for-one to shares on February 20, 2017.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.56 to $211.77, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $211.77 to $212.05, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $212.05 to $212.95, inclusive. The reporting person undertakes to provide to Whirlpool Corporation, any security holder of Whirlpool Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote.
- The option became exercisable in three substantially equal installments beginning on February 20, 2013.
- The option first became exercisable in three substantially equal installments, beginning on February 18, 2014.
- The option first became exercisable in three substantially equal installments, beginning on February 17, 2015.
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