Filing Details
- Accession Number:
- 0000950103-15-001452
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 20:00:43
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 20:00:43
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1275014 | Ultra Clean Holdings Inc. | UCTT | Semiconductors & Related Devices (3674) | 611430858 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1283710 | L Clarence Granger | Ultra Clean Holdings, Inc. 26462 Corporate Ave Hayward CA 94545 | Yes | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-20 | 22,792 | $6.55 | 247,803 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 22,792 | $8.52 | 225,011 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-23 | 12,600 | $6.55 | 237,611 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-23 | 12,600 | $8.29 | 225,011 | No | 4 | S | Direct | |
Common Stock | Acquisiton | 2015-02-24 | 48,280 | $6.55 | 273,291 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-24 | 48,280 | $8.31 | 225,011 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-20 | 22,792 | $0.00 | 22,792 | $6.55 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-23 | 12,600 | $0.00 | 12,600 | $6.55 |
Common Stock | Non-Qualified Stock Option (right to buy) | Disposition | 2015-02-24 | 48,280 | $0.00 | 48,280 | $6.55 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
311,365 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
298,765 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
250,485 | 2006-05-09 | 2015-05-09 | No | 4 | M | Direct |
Footnotes
- This total has been adjusted to reflect 109,217 shares that were forfeited when Mr. Granger retired as the Company's Chief Executive Officer effective as of January 19, 2015 from a total of three (3) restricted stock unit awards and one (1) performance restricted stock unit award. Mr. Granger remains as the Company's non-executive Chairman of the Board of Directors.
- This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.50 to $8.66. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
- This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.27 to $8.40. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4.
- This is the weighted average sale price. Shares were sold in multiple transactions at prices from $8.20 to $8.42. The reporting person undertakes to provide to the issuer, any security holder of the issuer or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (4) to this Form 4.
- The option becomes exercisable over 4 years from the date of grant (5/9/2005), with 25% becoming exercisable after the first year and monthly thereafter.