Filing Details
- Accession Number:
- 0001549271-15-000009
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 18:14:53
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 18:14:53
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1351285 | Rosetta Stone Inc | RST | Services-Prepackaged Software (7372) | 043837082 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1549271 | M Thomas Pierno | C/O Rosetta Stone Inc. 1919 North Lynn Street, 7Th Floor Arlington VA 22209 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-20 | 1,236 | $9.60 | 55,742 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Footnotes
- 1,236 shares of common stock were sold pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions with respect to 3,763 shares of restricted common stock.
- Includes 21,193 shares of restricted common stock for which forfeiture restrictions have not yet lapsed. This total has been reduced by 218 shares to reflect a sale of shares that should have been included in a Form 4 filed on May 6, 2013 to report a sale of 1,216 shares made pursuant to company instructions to satisfy income tax obligations triggered by the lapsing of forfeiture restrictions. This sale was of 1,434 shares rather than 1,216 shares.