Filing Details

Accession Number:
0001214659-15-001649
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 17:52:46
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 17:52:46
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
808326 Emcore Corp EMKR Semiconductors & Related Devices (3674) 222746503
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1035939 Jr F Reuben Richards C/O Emcore Corp
2015 W. Chestnut Street
Alhambra CA 91803
No No No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Disposition 2015-02-20 25,000 $5.45 115,674 No 4 S Direct
Common Stock Disposition 2015-02-23 25,000 $5.50 90,674 No 4 S Direct
Common Stock Disposition 2015-02-24 25,000 $5.55 65,674 No 4 S Direct
Common Stock Disposition 2015-02-20 43,751 $5.46 0 No 4 S Indirect By Spouse
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 S Direct
No 4 S Direct
No 4 S Direct
No 4 S Indirect By Spouse
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 2,500 Indirect By Spouse In Pension Fund
Common Stock 2,500 Indirect By Trust For Benefit Of Daughter
Footnotes
  1. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.45 to $5.50 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  2. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.50 to $5.54 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
  3. Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.55 to $5.56 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.