Filing Details
- Accession Number:
- 0001214659-15-001649
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 17:52:46
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 17:52:46
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
808326 | Emcore Corp | EMKR | Semiconductors & Related Devices (3674) | 222746503 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1035939 | Jr F Reuben Richards | C/O Emcore Corp 2015 W. Chestnut Street Alhambra CA 91803 | No | No | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-20 | 25,000 | $5.45 | 115,674 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-23 | 25,000 | $5.50 | 90,674 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-24 | 25,000 | $5.55 | 65,674 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-20 | 43,751 | $5.46 | 0 | No | 4 | S | Indirect | By Spouse |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Indirect | By Spouse |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 2,500 | Indirect | By Spouse In Pension Fund |
Common Stock | 2,500 | Indirect | By Trust For Benefit Of Daughter |
Footnotes
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.45 to $5.50 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.50 to $5.54 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.
- Reflects aggregate reporting of multiple open market transactions. The price reported is the weighted average sale price of sales ranging from $5.55 to $5.56 per share. The Reporting Person hereby undertakes to provide, upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each price.