Filing Details

Accession Number:
0001181431-15-003203
Form Type:
4
Zero Holdings:
No
Publication Time:
2015-02-24 16:51:13
Reporting Period:
2015-02-20
Filing Date:
2015-02-24
Accepted Time:
2015-02-24 16:51:13
SEC Url:
Form 4 Filing
Issuer
Cik Name Symbol Sector (SIC) IRS No
1390777 Bank Of New York Mellon Corp BK State Commercial Banks (6022) 000000000
Insiders
Cik Name Reported Address Insider Title Director Officer Large Shareholder Other
1209482 L Gerald Hassell The Bank Of New York Mellon Corporation
One Wall Street
New York NY 10286
Chairman & Ceo Yes Yes No No
Reported Non-Derivative Transactions
Sec. Name Acquisiton - Disposition Date Amount Price Remaning Holdings Equity Swap Involved Form Type Code Nature of Ownership Explanation
Common Stock Acquisiton 2015-02-20 70,071 $0.00 767,390 No 4 A Direct
Common Stock Acquisiton 2015-02-20 131,707 $0.00 899,097 No 4 A Direct
Common Stock Acquisiton 2015-02-20 329,593 $18.02 1,228,690 No 4 M Direct
Common Stock Disposition 2015-02-20 329,593 $39.14 899,097 No 4 S Direct
Common Stock Disposition 2015-02-20 28,254 $39.15 870,843 No 4 S Direct
Common Stock Disposition 2015-02-21 6,481 $39.44 864,362 No 4 F Direct
Equity Swap Involved Form Type Code Nature of Ownership Explanation
No 4 A Direct
No 4 A Direct
No 4 M Direct
No 4 S Direct
No 4 S Direct
No 4 F Direct
Reported Derivative Transactions
Sec. Name Sec. Type Acquisiton - Disposition Date Amount Price Amount - 2 Price - 2
Common Stock 3/9/2009 Stock Options Disposition 2015-02-20 329,593 $0.00 329,593 $18.02
Remaning Holdings Exercise Date Expiration Date Equity Swap Involved Transaction Form Type Transaction Code Nature of Ownership
0 2010-03-09 2019-03-09 No 4 M Direct
Reported Non-Derivative Holdings
Sec. Name Remaning Holdings Nature of Ownership Explanation
Common Stock 53,621 Indirect By 401(k) Plan
Common Stock 82,140 Indirect By Family Trust
Common Stock 82,140 Indirect By Family Trust #2
Common Stock 56,604 Indirect By Wife
Footnotes
  1. Represents portion of Performance Share Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2015. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest in February 2016 (for the February 2013 award) and February 2017 (for the February 2014 award) and each award remains subject to risk-based adjustment provisions.
  2. Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
  3. Represents the weighted average price of shares sold with actual prices ranging from $39.01 to $39.37. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  4. Represents the weighted average price of shares sold with actual prices ranging from $38.82 to $39.30. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
  5. Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.
  6. Holdings reported as of 12/31/2014.
  7. The Reporting Person disclaims beneficial ownership of these shares.
  8. Grant became exercisable in annual installments of one-fourth each beginning on date indicated.
  9. Not Applicable.