Filing Details
- Accession Number:
- 0001181431-15-003203
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 16:51:13
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 16:51:13
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1390777 | Bank Of New York Mellon Corp | BK | State Commercial Banks (6022) | 000000000 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1209482 | L Gerald Hassell | The Bank Of New York Mellon Corporation One Wall Street New York NY 10286 | Chairman & Ceo | Yes | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-20 | 70,071 | $0.00 | 767,390 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 131,707 | $0.00 | 899,097 | No | 4 | A | Direct | |
Common Stock | Acquisiton | 2015-02-20 | 329,593 | $18.02 | 1,228,690 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 329,593 | $39.14 | 899,097 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-20 | 28,254 | $39.15 | 870,843 | No | 4 | S | Direct | |
Common Stock | Disposition | 2015-02-21 | 6,481 | $39.44 | 864,362 | No | 4 | F | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | A | Direct | |
No | 4 | A | Direct | |
No | 4 | M | Direct | |
No | 4 | S | Direct | |
No | 4 | S | Direct | |
No | 4 | F | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | 3/9/2009 Stock Options | Disposition | 2015-02-20 | 329,593 | $0.00 | 329,593 | $18.02 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2010-03-09 | 2019-03-09 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 53,621 | Indirect | By 401(k) Plan |
Common Stock | 82,140 | Indirect | By Family Trust |
Common Stock | 82,140 | Indirect | By Family Trust #2 |
Common Stock | 56,604 | Indirect | By Wife |
Footnotes
- Represents portion of Performance Share Units granted in February 2013 and February 2014 (including units from reinvested dividend equivalents) for which performance goals have been achieved, as certified on February 20, 2015. Each unit represents the right to one share of the Issuer's common stock. These units are scheduled to vest in February 2016 (for the February 2013 award) and February 2017 (for the February 2014 award) and each award remains subject to risk-based adjustment provisions.
- Award of Restricted Stock Units as a portion of the Reporting Person's annual incentive. Units vest in annual increments of one-third beginning on first anniversary of the award. All or a portion of the units may be forfeited prior to vesting based on ongoing risk-based adjustment provisions. Vested units will be settled in Common Stock.
- Represents the weighted average price of shares sold with actual prices ranging from $39.01 to $39.37. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Represents the weighted average price of shares sold with actual prices ranging from $38.82 to $39.30. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within this range.
- Shares withheld in payment of tax liability incident to vesting of previously disclosed awards.
- Holdings reported as of 12/31/2014.
- The Reporting Person disclaims beneficial ownership of these shares.
- Grant became exercisable in annual installments of one-fourth each beginning on date indicated.
- Not Applicable.