Filing Details
- Accession Number:
- 0000082811-15-000011
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 16:10:05
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 16:10:05
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
82811 | Regal Beloit Corp | RBC | Motors & Generators (3621) | 390875718 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1519652 | J Jonathan Schlemmer | 200 State Street Beloit WI 53511 | Chief Operating Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Acquisiton | 2015-02-20 | 8,000 | $36.36 | 33,693 | No | 4 | M | Direct | |
Common Stock | Disposition | 2015-02-20 | 5,094 | $77.83 | 28,599 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | M | Direct | |
No | 4 | S | Direct |
Reported Derivative Transactions
Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Option | Disposition | 2015-02-20 | 8,000 | $0.00 | 8,000 | $36.36 |
Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
---|---|---|---|---|---|---|
0 | 2008-01-27 | 2016-01-27 | No | 4 | M | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 860 | Indirect | Retirement Savings Plan |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Stock Appreciation Rights | $44.12 | 2009-05-01 | 2017-05-01 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $42.28 | 2010-05-02 | 2018-05-02 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $42.65 | 2011-05-08 | 2019-05-08 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $61.36 | 2012-05-05 | 2020-05-05 | 6,000 | 6,000 | Direct |
Common Stock | Stock Appreciation Rights | $72.29 | 2013-05-04 | 2021-05-04 | 16,500 | 16,500 | Direct |
Common Stock | Stock Appreciation Rights | $63.56 | 2014-05-03 | 2022-05-03 | 26,000 | 26,000 | Direct |
Common Stock | Stock Appreciation Rights | $64.99 | 2015-05-02 | 2023-05-02 | 16,200 | 16,200 | Direct |
Common Stock | Stock Appreciation Rights | $75.76 | 2016-05-07 | 2024-05-07 | 14,800 | 14,800 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2017-05-01 | 6,000 | 6,000 | Direct |
2018-05-02 | 6,000 | 6,000 | Direct |
2019-05-08 | 6,000 | 6,000 | Direct |
2020-05-05 | 6,000 | 6,000 | Direct |
2021-05-04 | 16,500 | 16,500 | Direct |
2022-05-03 | 26,000 | 26,000 | Direct |
2023-05-02 | 16,200 | 16,200 | Direct |
2024-05-07 | 14,800 | 14,800 | Direct |
Footnotes
- The price in Column 4 is a weighted average price. The prices actually received ranged from $77.819 to $77.841. The reporting person has provided to the issuer, and will provide to any security holder of the issuer, or the SEC staff, upon request, information regarding the number of shares sold at each price within the range for all transactions reported in this Form 4 utilizing an average weighted price.
- Balance reflects the most current data available with regard to holdings in the Regal Beloit Corporation Retirement Savings Plan.
- Granted as non-qualified stock options. The options vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- Granted as stock-settled Stock Appreciation Rights (SARs) under the 2007 Equity Incentive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.
- Granted as stock-settled SARs under the 2013 Equity Inventive Plan. The SARs vest and become exercisable 40% on the second anniversary of the date of grant, 60% on the third anniversary, 80% on the fourth anniversary and 100% on the fifth anniversary.