Home > Insider Trading > Filing (0001140361-15-008671)

Filing Details

Issuer

Cik	Name	Symbol	Sector (SIC)	IRS No
1409375	Orion Energy Systems Inc.	OESX	Electric Lighting & Wiring Equipment (3640)	391847269

Insiders

Cik	Name	Reported Address	Insider Title	Director	Officer	Large Shareholder	Other
1418594	J Michael Potts	2210 Woodland Drive Manitowoc WI 54220	President And Coo	Yes	Yes	No	No

Reported Non-Derivative Transactions

Sec. Name	Acquisiton - Disposition	Date	Amount	Price	Remaning Holdings	Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
Common Stock	Acquisiton	2015-02-20	4,286	$3.50	524,951	No	4	P	Direct

Equity Swap Involved	Form Type	Code	Nature of Ownership	Explanation
No	4	P	Direct

Reported Derivative Holdings

Sec. Name	Sec. Type	Price	Expiration Date	Amount	Remaning Holdings	Nature of Ownership
Common Stock	Stock Options (right to buy)	$2.20	2016-12-20	45,000	45,000	Direct
Common Stock	Stock Options (right to buy)	$5.35	2018-08-08	21,452	21,452	Direct
Common Stock	Stock Options (right to buy)	$3.78	2019-05-19	11,759	11,759	Direct
Common Stock	Stock Options (right to buy)	$3.46	2020-05-18	11,620	11,620	Direct
Common Stock	Stock Options (right to buy)	$2.00	2022-06-18	50,000	50,000	Direct

Expiration Date	Amount	Remaning Holdings	Nature of Ownership
2016-12-20	45,000	45,000	Direct
2018-08-08	21,452	21,452	Direct
2019-05-19	11,759	11,759	Direct
2020-05-18	11,620	11,620	Direct
2022-06-18	50,000	50,000	Direct

Footnotes

These shares were purchased by the Reporting Person in an underwritten public offering at the public offering price.
Grant to reporting person of option to buy shares under the 2004 Equity Incentive Plan. This option, granted December 20, 2006, vests and becomes exercisable in 20% increments on December 20, 2007, 2008, 2009, 2010 and 2011, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.