Filing Details
- Accession Number:
- 0001140361-15-008660
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 15:30:58
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 15:30:58
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1409375 | Orion Energy Systems Inc. | OESX | Electric Lighting & Wiring Equipment (3640) | 391847269 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1440459 | R Scott Jensen | 2210 Woodland Drive Manitowoc WI 54220 | Chief Financial Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-20 | 1,000 | $3.50 | 90,564 | No | 4 | P | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | P | Direct |
Reported Derivative Holdings
| Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | $2.20 | 2017-03-01 | 25,000 | 25,000 | Direct | |
| Common Stock | Stock Options (right to buy) | $5.35 | 2018-08-08 | 16,502 | 16,502 | Direct | |
| Common Stock | Stock Options (right to buy) | $3.78 | 2019-05-19 | 11,759 | 11,759 | Direct | |
| Common Stock | Stock Options (right to buy) | $5.44 | 2020-02-05 | 100,000 | 100,000 | Direct | |
| Common Stock | Stock Options (right to buy) | $3.46 | 2020-05-18 | 10,329 | 10,329 | Direct | |
| Common Stock | Stock Options (right to buy) | $2.00 | 2022-06-18 | 25,000 | 25,000 | Direct |
| Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
|---|---|---|---|
| 2017-03-01 | 25,000 | 25,000 | Direct |
| 2018-08-08 | 16,502 | 16,502 | Direct |
| 2019-05-19 | 11,759 | 11,759 | Direct |
| 2020-02-05 | 100,000 | 100,000 | Direct |
| 2020-05-18 | 10,329 | 10,329 | Direct |
| 2022-06-18 | 25,000 | 25,000 | Direct |
Footnotes
- These shares were purchased by the Reporting Person in an underwritten public offering at the public offering price.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted March 1, 2007, vests and becomes exercisable in 20% increments on March 1, 2008, 2009, 2010, 2011 and 2012, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted August 8, 2008, vests and becomes exercisable in 20% increments on August 8, 2009, 2010, 2011, 2012 and 2013, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 19, 2009, vests and becomes exercisable in 20% increments on May 19, 2010, 2011, 2012, 2013 and 2014, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted February 5, 2010, vests and becomes exercisable in 20% increments on February 5, 2011, 2012, 2013, 2014 and 2015, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted May 18, 2010, vests and becomes exercisable in 20% increments on May 18, 2011, 2012, 2013, 2014 and 2015, respectively.
- Grant to reporting person of option to buy shares under the 2004 Stock and Incentive Awards Plan. This option, granted June 18, 2012, vests and becomes exercisable in 20% increments on June 18, 2013, 2014, 2015, 2016 and 2017, respectively.
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