Filing Details
- Accession Number:
- 0001464160-15-000002
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 13:45:51
- Reporting Period:
- 2015-02-23
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 13:45:51
- SEC Url:
- Form 4 Filing
Issuer
Cik | Name | Symbol | Sector (SIC) | IRS No |
---|---|---|---|---|
1005229 | Columbus Mckinnon Corp | CMCO | Construction Machinery & Equip (3531) | 160547600 |
Insiders
Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
---|---|---|---|---|---|---|---|
1464160 | P Gene Buer | 140 John James Audubon Parkway Amherst NY 14228 | Vp Global Svs/Vertical Markets | No | Yes | No | No |
Reported Non-Derivative Transactions
Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|---|---|---|---|---|---|
Common Stock | Disposition | 2015-02-23 | 1,786 | $25.79 | 33,228 | No | 4 | S | Direct |
Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
---|---|---|---|---|
No | 4 | S | Direct |
Reported Non-Derivative Holdings
Sec. Name | Remaning Holdings | Nature of Ownership | Explanation |
---|---|---|---|
Common Stock | 35,014 | Direct | |
Common Stock | 955 | Direct |
Reported Derivative Holdings
Sec. Name | Sec. Type | Price | Date | Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|---|---|---|---|
Common Stock | Non-Qualified Stock Options (Right to Buy) | $28.45 | 2009-05-19 | 2018-05-18 | 432 | 432 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.24 | 2011-05-17 | 2020-05-16 | 1,622 | 1,622 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $19.50 | 2012-05-23 | 2021-05-22 | 3,230 | 3,230 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $13.43 | 2013-05-21 | 2022-05-20 | 8,360 | 8,360 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $18.95 | 2014-05-20 | 2023-05-20 | 9,299 | 9,299 | Direct |
Common Stock | Non-Qualified Stock Options (Right to Buy) | $27.12 | 2015-05-19 | 2024-05-19 | 8,325 | 8,325 | Direct |
Expiration Date | Amount | Remaning Holdings | Nature of Ownership |
---|---|---|---|
2018-05-18 | 432 | 432 | Direct |
2020-05-16 | 1,622 | 1,622 | Direct |
2021-05-22 | 3,230 | 3,230 | Direct |
2022-05-20 | 8,360 | 8,360 | Direct |
2023-05-20 | 9,299 | 9,299 | Direct |
2024-05-19 | 8,325 | 8,325 | Direct |
Footnotes
- Includes 18,735.8549 shares of restricted stock issued to reporting person subject to forfeiture in whole or part; 861.1648 shares become fully vested and non-forfeitable on 5/23/2015; 2,795.7675 shares become fully vested and non-forfeitable 50% per year for two years beginning 5/21/2015; 3,325.9473 shares become fully vested and non-forfeitable 33.33% for three years beginning 5/20/2015; 5,808 shares become fully vested and non-forfeitable on 5/21/2015; 3,299.9753 shares become fully vested and non-forfeitable 25% for four years beginning 5/19/2015; and 2,645 shares become fully vested and non-forfeitable on 5/20/2016, if reporting person remains an employee of issuer.
- Reports shares allocated to account of reporting person under the Columbus McKinnon Corporation Employee Stock Ownership Plan, as amended (the "ESOP").
- Fully exercisable, subject to IRS limitations.
- Exercisable 25% per year for four years beginning 5/23/2012, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/21/2013, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/20/2014, if reporting person remains an employee of issuer.
- Exercisable 25% per year for four years beginning 5/19/2015, if reporting person remains an employee of issuer.