Filing Details
- Accession Number:
- 0001181431-15-003142
- Form Type:
- 4
- Zero Holdings:
- No
- Publication Time:
- 2015-02-24 12:24:23
- Reporting Period:
- 2015-02-20
- Filing Date:
- 2015-02-24
- Accepted Time:
- 2015-02-24 12:24:23
- SEC Url:
- Form 4 Filing
Issuer
| Cik | Name | Symbol | Sector (SIC) | IRS No |
|---|---|---|---|---|
| 1195734 | Potbelly Corp | PBPB | Retail-Eating Places (5812) | 364466837 |
Insiders
| Cik | Name | Reported Address | Insider Title | Director | Officer | Large Shareholder | Other |
|---|---|---|---|---|---|---|---|
| 1587657 | B John Morlock | C/O Potbelly Corporation 222 Merchandise Mart Plaza, 23Rd Floor Chicago IL 60654 | Chief Operations Officer | No | Yes | No | No |
Reported Non-Derivative Transactions
| Sec. Name | Acquisiton - Disposition | Date | Amount | Price | Remaning Holdings | Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock | Acquisiton | 2015-02-20 | 7,000 | $7.22 | 7,000 | No | 4 | M | Direct | |
| Common Stock | Disposition | 2015-02-20 | 7,000 | $15.40 | 0 | No | 4 | S | Direct | |
| Common Stock | Acquisiton | 2015-02-20 | 15,000 | $8.00 | 15,000 | No | 4 | M | Direct | |
| Common Stockl | Disposition | 2015-02-20 | 15,000 | $15.40 | 0 | No | 4 | S | Direct |
| Equity Swap Involved | Form Type | Code | Nature of Ownership | Explanation |
|---|---|---|---|---|
| No | 4 | M | Direct | |
| No | 4 | S | Direct | |
| No | 4 | M | Direct | |
| No | 4 | S | Direct |
Reported Derivative Transactions
| Sec. Name | Sec. Type | Acquisiton - Disposition | Date | Amount | Price | Amount - 2 | Price - 2 |
|---|---|---|---|---|---|---|---|
| Common Stock | Stock Options (right to buy) | Disposition | 2015-02-20 | 7,000 | $0.00 | 7,000 | $7.22 |
| Common Stock | Stock Options (right to buy) | Disposition | 2015-02-20 | 15,000 | $0.00 | 15,000 | $8.00 |
| Remaning Holdings | Exercise Date | Expiration Date | Equity Swap Involved | Transaction Form Type | Transaction Code | Nature of Ownership |
|---|---|---|---|---|---|---|
| 0 | 2021-05-10 | No | 4 | M | Direct | |
| 5,000 | 2018-05-14 | No | 4 | M | Direct |
Footnotes
- The Common Stock reported herein as being sold were sold at a range of between $15.25 and $15.72 per share. The sale price reported above represents the weighted average sale price for the reported transaction and has been rounded to the nearest cent.
- All stock options have vested and are exercisable.
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